Mutiny and other fun in the Royal Navy

Introduction

The act of mutiny occurs whenever a group of people (especially soldiers or sailors) refuses to obey orders and (or) attempts to take control away from their lawfully appointed officers or senior NCOs. In all, there were 19 mutinies in the Royal Navy. Two of these occurred in 1797, known as the Spithead and Nore mutinies — the first in an increasing number of outbreaks of maritime radicalism in the so-called Atlantic passage.  At the first, the Spithead mutiny was peaceful and successfully addressed common economic grievances.  The Nore mutiny was just the opposite.

A Word About Marines

Historically, as a principal duty, marines serve as naval infantry.  The word is French for “by sea,” which is probably why the French have always referred to English troops as marines.  They always arrived by sea.

Initially, a ship’s crew assumed the tasks of marines at sea.  They were, first, sailors.  There was not much distinction between sailors and soldiers aboard ships because, for the most part, the crews of vessels fighting one another met in close combat, and it was a melee.  Sailors had to know how to fight.  But they also had to know how to fight once they reached their destinations. 

In antiquity, Roman soldiers fought on Roman combat ships as marines.  The Italians were the first to employ specially trained sailors to serve as naval infantry (c. 1200s).  The chief magistrate of Venice assigned ten companies of these specialized troops to a naval squadron and sent them off to address some disagreement with the Byzantines.  The mission went well for the Italians, and so they decided to retain such men and called them “sea infantry.” Soon after, the idea caught on with other countries.  The Spanish Marine Corps, founded in 1537, is the world’s oldest (still-active) corps of marines.  The Netherlands created its corps of marines in 1665.  In most cases, though, modern marines are specially trained sailors.

The British Royal Marines were the first naval infantry who were NOT sailors.  During the 1600s and 1700s, the Royal Navy would form regiments of marines by taking soldiers from the British Army and disbanding them when no longer needed on active service.  In 1775, the American Congress formed Marine battalions modeled on the role of their British counterparts — to serve as naval infantry.  Today, U.S. Marines are trained from the beginning of their commissions/enlistments to serve as naval infantry — although the Continental Congress stipulated in the recruitment of marines “that particular care be taken, that no persons be appointed to office or enlisted into said battalions, but such as are good seamen, or so  acquainted with maritime affairs as to be able to serve to advantage by sea, when required.”

The employment of Marines as general handymen and orderlies for flag officers of the Navy is no innovation.  So ingrained had this idea become by 1881 that a naval encyclopedia in that year defined the word “orderly” as “a Marine private detailed as a messenger for the commanding officer.” The admiral’s orderly, therefore, had to be a leatherneck — a bluejacket wouldn’t do.  And it became the role of marines, not engaged in combat at sea, to preserve order aboard ship.  In port, sentinel posts were established to prevent desertion — and at all times, marines kept an ear cocked for the faintest rumblings of mutiny.

Heinous Mutiny

Mutiny at sea was always problematic — and in 1797, what made it so was the fact that Great Britain was at war with Revolutionary France.  The Royal Navy was a primary component of the war effort.  There were also concerns among home offices — that the mutinies might be part of broader attempts at revolutionary sedition instigated by “troublemaking organizations,” such as the London Corresponding Society and the United Irishmen (see also: “Conclusion”).

Spithead was an anchorage near Portsmouth, and at anchor were sixteen ships under the command of Admiral Alexander Hood, Lord Bridport.  No country has done a marvelous job caring for its Navy’s ships or the men who handle them, and the United Kingdom is no exception.  And the men were not happy.  Between 16 April to 15 May, the men of the channel fleet protested against the living conditions aboard ship, they demanded more pay for their services, better food, increased shore leave, and compensation for sickness and injury.

On 26 April, a supportive mutiny broke out on the additional 15 ships, each of which sent delegates to Spithead to participate in negotiations.  It was probably about time for a review of pay accorded to the men of the sea.  Their pay tables dated to 1658.  The pay was still reasonable for those times — even through the Seven Years’ War.  But in the last decades of the 18th century, nations experienced high inflation rates.  Sailors with families to support were struggling to make do.

Another sore point for the Navy was the fact that, in recent years, the government granted pay increases to the British Army, to militia forces, and even to naval officers.  But another issue affecting morale — and perhaps the Royal Navy’s budget- was its new practice of coppering the hulls of its warships.  In 1761, coppering meant that combat ships no longer had to return to port as often to have their hulls scraped.  The additional time at sea significantly altered the sea service rhythm, yet the Admiralty had made no adjustments.  Senior officers were slow to grasp the difficulty of the deck-hands work.  Impressment was a common practice suggesting that some of the crew served against their will.

Finally, in the war with France, the British Admiralty announced a new quota system known as the Quod.[1]  More than one clever politician discovered that sending convicted criminals to serve with the Navy was convenient.  Generally, these “conscripts” did not mix well with a ship’s company.  Dissention aboard ship was one of the items on a marine’s to-do list.

The mutineers were led by elected delegates and tried to negotiate with the Admiralty for two weeks, focusing their demands on better pay, demanding an end to the so-called 14-ounce purser’s pound.[2]  And the men wanted to get rid of a few officers, as well.  No one mentioned flogging or impressment … but they could not abide an ass wearing an officer’s uniform.  Throughout the mutiny, the crews maintained their regular naval routines aboard their ships and their discipline, and they consented to allow some ships to leave Spithead for convoy escort duties or combat patrols and promised to suspend the mutiny and go to sea immediately if French ships were spotted heading for English shores.

Negotiations broke down over such issues as pardons for mutineers, and some minor incidents broke out with a few unpopular officers.  When the situation calmed down again, Fleet Admiral Richard Howe, 1st Earl Howe (brother of Major General Sir William Howe) intervened to negotiate an agreement to obtain a royal pardon for all crews, the reassignment of some unpopular officers, a pay raise, and abolition of the purser’s pound.[3]

The Nore Mutiny

The Nore is a long bank of sand and silt running along the south-central portion of England’s final narrowing of the Thames Estuary.  Until 1964, it was the seaward limit of the Port of London.  It was so dangerous that the world’s first lightship was established there in 1732.

Inspired by the example of their comrades at Spithead, the sailors at The Nore also mutinied an incident that began on 12 May 1797.  The sailors of HMS Sandwich seized control of the ship, and several other ships within call’s reach followed their example.  Other ships quietly slipped away despite gunfire from the ships in rebellion.  Scattered ships make it difficult to organize mutinies among other ships, but each involved vessel quickly elected its delegates.  The men of HMS Sandwich elected Seaman Richard Parker to serve as President of the Delegates of the Fleet.

Seaman Parker was a former master’s mate who was reduced in rank at a court-martial for insubordination and subsequently discharged.[4]  Life was hard for Parker in Exeter, and he fell into debt.  This situation caused the county council to nominate Parker for duty with the Navy, and he found himself as an ordinary seaman aboard Sandwich.  He had only recently joined the crew when the mutiny broke out.  Parker, an older and more experienced man, fully aware of the squalid conditions aboard Sandwich, took no part in the mutiny, but he did empathize with the crew, and he agreed to represent them with the officer commanding — even though he exercised no control over the actions of the mutineers.

Crewmen formulated a list of eight demands and, on 20 May 1797, presented them to Admiral Charles Buckner.  They wanted pardons, increased pay, and modifications of the Articles of War and demanded that the King dissolve Parliament and make immediate peace with France.  As one might imagine, the demands infuriated the Admiralty, which offered nothing in return except a pardon (and the concessions already made at Spithead) in return for an immediate return to duty.  By the first of June, mutinied ships formed a blockade of the Thames.

Captain Sir Erasmus Gower, commanding HMS Neptune in the upper Thames, put together a flotilla of fifty loyal ships and determined to use them to prevent mutineers from reaching the City of London.  It was essentially Gower’s intentions that made the mutineers at Nore begin to waiver, but not before they made the wrong decision to blockade London, which prevented merchant vessels from entering port.  Parker then decided to move the mutinied ships to France — which infuriated the regular English sailors and caused them to take back a few ships.

Among most of the mutineers at The Nore, if anyone was thinking about treason, it was only a few.  Most men simply wanted less squalid living conditions, better food, and better pay.  Parker issued orders to allow passage to merchant ships on the Thames but ordered the detention of the Royal Navy’s victualling ships.  Historians claim that Parker wanted the Admiralty to have a good impression of the mutineer’s intent; other academics argue that it was a bit more complex than that.  And, in any case, Parker was out of his depth.

After the successful resolution of the Spithead mutiny, the Admiralty was not inclined to make any further concessions, mainly as they felt some leaders of the Nore mutiny had political aims beyond improving pay and living conditions.  The rebellion fell apart when Parker signaled ships to sail to France.  When the mutineers (on most ships) observed the signal, they refused.   

It did not take long for the Royal Navy to convict Seaman Parker — of treason and piracy.  It also did not take the Royal Navy to hand him from the yardarm of Sandwich.  Shown at right is Parker’s death mask.

Following Parker on the yardarm were 29 other seamen.  An additional 29 went to prison.  Nine men received a flogging, and several more found themselves headed for the penal colony in Australia.  Most men, however, received no punishment — which until then was unheard of in the Royal Navy.

One tidbit: posting the watch

Ship’s crews stand their watches (periods of duty) according to the hour of the day.  In the days of sail, watches were divided into two sections: port and starboard.  Each of these was on duty for four hours, and then they were off duty for four hours.  One stroke of the bell indicates the first half hour of the watch.  An additional bell strikes for each succeeding half-hour.  Eight bells indicate the end of a four-hour watch.  Whenever the time calls for two or more bells, they are sounded in groups of two.

The first five watches

First watch: 20:00 to 00:00

Middle watch:  00:01 to 04:00

Morning watch:  04:01 to 08:00

Forenoon watch:  08:01 to 12:00

Afternoon watch:  12:01 to 16:00

Following the afternoon watch, the next four hours are divided into two “Dog Watches.” The first dog watch occurs from 16:01 to 18:00, and the second dog watch from 18:01 to 20:00.  The dog watch can be changed every day so that each watch gets a turn at eight hours of rest at night.  Otherwise, each crew member would be on duty for the same hours daily.

Before The Nore mutiny, Royal Navy vessels sounded five bells to signal the end of the last dog watch; after The Nore mutiny, five bells no longer signified the last dog watch because that was the signal aboard Sandwich to begin the mutiny.

Conclusion

There have seldom been what one might call “good feelings” between the English and the Irish.  The Society of United Irishmen was a sworn association in the Kingdom of Ireland formed after the French Revolution to secure “equal representation” of all the people.  In 1798, the society instigated a republican insurrection in defiance of the British Crown.  Espousing principles they believed had been vindicated by the American Revolution, and the French Declaration of the rights of man, Presbyterian merchants who formed the organization in Belfast vowed to make cause with their Catholic brethren.  In 1800, England abolished the Irish legislature, and everything went downhill from that point forward.

At the time of the Spithead and The Nore mutinies, British politicians assumed that the United Irishmen were behind these troubles as part of a plot to overthrow the British monarchy and establish in its place a British Republic.  This was not true, of course, but given their turbulent past, everyone (Irish or British) was prepared to believe it.

Sources: 

  1. Nalty, B.  Certain Aspects of Manpower Utilization in the Marine Corps: Historical Background.  Marine Corps Historical Reference Series, Headquarters, U.S. Marine Corps, 1959.
  2. Roulo, C.  Why Are Marines Part of the Navy?  U.S. Department of Defense, online publication.
  3. Manwaring, G. E.  The Floating Republic: An Account of the Mutinies at Spithead and The Nore in 1797.  Harcourt-Brace, 1935.
  4. Woodman, R.  A Brief History of Mutiny.  Carroll & Graff, 2005.

Endnotes:

[1] Introduced by Prime Minister William Pitt (the Younger) in 1795.  The system required every British county to provide a certain number of men for service in the Royal Navy.  The quota depended on the population of the counties.  In some cases, county commissions found it difficult to meet their quota, so they offered bounties to landsmen, which created some dissension among regular swabbies.  The system lasted through 1815, when the British decommissioned most of its navy.

[2] The purser’s pound was an arrangement where the ship’s purser was allowed to keep 2 ounces of food for every 16 ounces of food sold to the crew.

[3] Howe commanded HMS Baltimore during the Jacobite Uprising in 1745.

[4] Master’s Mate is no longer a rank in the British or American navies.  Originally, the master’s mate was an experienced senior petty officer who assisted the ship’s master but was not in line for an officer’s commission.  By the mid-18th century, though, this rate was a senior midshipman awaiting a commission to lieutenant.


No Excuses — Fight or Die

Introduction

Archaeologists and historians will say that maritime history dates back “thousands” of years, citing evidence of sea trade between ancient civilizations and the discovery of pre-historic boats, such as dugout canoes developed somewhat independently by various stone age populations.  Of course, fashioning out a handmade canoe and using it to cross a river may not exactly qualify as “maritime.”  Nor should we conclude that Austronesian explorers qualified as a naval force, per se, but it was a start.

Egyptians had well-developed trade routes over the Red Sea to Arabia.  Navigation was known to the Sumerians between 4,000-3,000 B.C., and it was the search for trade routes that led the world into the Age of Exploration and Discovery.

Minoan traders from Crete were active in the Mediterranean by 2,000 B.C., and the Phoenicians (ancient Lebanese) became a somewhat substantial maritime culture from around 2,500 to 64 B.C.  What the ancient Syrians, Greeks, and Romans knew of sailing vessels, they learned from the Phoenicians.  At least, that’s what we believe.

Ancient Rome

The Romans were an agricultural/land-based culture.  There is evidence of a “warship” that carried a Roman ambassador to Delphi in 394 BC, but history’s first mention of a Roman navy didn’t occur until 311 B.C.  In that year, citizens of Rome elected two men to serve as “naval officers,” charging them with creating and maintaining a fleet of ships.  They were called Duumviri Navales (literally, “two men for dealing with naval matters).  Each officer controlled twenty ships.  There is some confusion, however, whether these officers exercised command over Roman ships or those of Roman allies. The ships were very likely triremes — a type of galley with three banks of oars (one man per oar).

Because Rome was a land-based culture, its primary defense and expansionist element was its land army.  Maritime trade did become an important element of the Roman economy, but this trade involved privately owned ships who assumed the risk of losses at sea due to storms and pirates rather than “Roman flagged” vessels.  When Rome did incorporate naval warships, they always served in a support role and as part of the Roman Army.  Any career soldier today will tell you that’s the way it should be — but then this would be the same kind of soldier who thought it would be a good idea to use camels in the U.S. Cavalry.

Artist’s rendition of a Roman Galley

Ships capable of survival at sea were always an expensive proposition, and comparatively speaking, there were never large numbers of people standing in line to go to sea.  Men of the ancient world were always fearful of the sea (as they should be even now).  To avoid the expense of building and maintaining ships, a Roman legate generally called upon Greeks to provide ships and crews whenever necessary to impose blockades.

It wasn’t until the Romans set their sights on Sicily in 265 BC that they realized that their land-based army needed the support of a fleet of ships to maintain a flow of supplies and communicate with the Roman Senate.  This realization prompted the senate to approve the construction of 100 quinqueremes and 20 triremes in 261 B.C.[1] [2]  Note also that quinqueremes were referred to as “the fives” because the rowers were arranged in groups of five. The Romans arranged their ships’ company as centuries (100 men per ship).  Contrary to Hollywood films, Roman crews, particularly the rowers, were seldom slaves.  Roman crewmen were free-born citizens or provincials who signed on as rowers, artisans, riggers, or Marinus (Marines).

To the Marines (naval infantry) fell the task of defending their ship or assaulting an enemy vessel.  This was accomplished by archers, followed by boarders armed with the Roman gladii (short sword).  Thus, the primary tactical objective at sea was to board and seize enemy ships.  What a fantastic experience that must have been.  Boarding activities remained prevalent long after the advent of sailing ships, gunpowder, and massive cannon.

Naval Forces in the Middle Ages

Beginning sometime after 1300 rowed A.D. galleys were replaced by sailing ships armed with broadside-mounted cannons. It is impossible to over-emphasize the importance of this innovation because combining the striking power of massed artillery with shipboard Marines firing from the topsail rigging was an enormous leap forward in naval warfare.  Equally significant, naval power became the means by which Europeans created and maintained their overseas empires.

However, early in the Elizabethan era, ships were thought of as little more than transport vehicles for troops. The goal then was to corral an enemy ship, storm it, and capture it.  There was no value to sinking an enemy ship.[3]  A sea captain could sell a captured ship, its cargo, and occasionally, he could ransom passengers and crew or sell them into slavery.[4]

Beginning in medieval times, the design of ships emphasized resistance to boarders.  A ship’s aft and forecastle, for example, closely resembled towering fortresses bristling with archery and gun slits.  Necessity being the mother of invention, maritime tactics evolved further when it became apparent that defeating the enemy would require “other means.”

The Royal Navy’s Articles of War

What the United States Navy knew about operations at sea it learned from the British Royal Navy, and if we are to understand how the Royal Navy became the world’s most formidable sea power, then we must look to the British Navy’s Articles of War.  The Articles of War governed how men in uniform conducted themselves under almost every set of circumstances, including during combat.

To begin with, a British navy commander’s defeat at sea was never acceptable to either the sovereign, the admiralty, or to the Parliament.  The commanding officer of a British warship must engage the enemy and defeat him, or he must die in the attempt — even if the British ship was “outclassed.”  The standard applied to naval warfare in the 1700s and 1800s was that a British naval commander entrusted with the control of a warship should defeat an enemy ship twice as large as his own.  Fighting the vessel was the British commander’s first critical mission; winning the fight was the second.

Article XII, Articles of War, 1749: 

Every person in the Fleet, who through cowardice, negligence, or disaffection, shall in time of action withdraw or keep, or not come into the fight or engagement, or shall not to do his utmost to take or destroy every ship which it shall be his duty to engage, and to assist and relieve all and every of His Majesty’s Ships, or those of his allies, which it shall be his duty to assist and relieve, every such person so offending, and being convicted thereof the sentence of a court-martial, shall suffer death.”

Before 1749, British naval officers had demonstrated a tendency to refuse to engage the enemy if there was any possibility that the British ship would be lost.  This behavior was, perhaps, caused in part by common sense and the fact that naval courts refused to inflict severe punishments on such officers.  The Articles of War of 1661 allowed that losses at sea could result from the ill fortunes of nature, but Article XII ruled out all such excuses. 

Nor was there, after 1749, a great deal of “special trust and confidence” in the fidelity and ability of British naval commanders.  We know this because it was the duty of the ship’s First Lieutenant to maintain a log of his captain’s actions — he was the ship’s watchdog.  If the First Lieutenant had formed a too-personal relationship with his captain, other lieutenants were encouraged to watch and record the actions of the First Lieutenant.  The ship’s master also maintained a journal.[5]  The Royal Navy’s intent was clear: there would be no lying or “fudging” journals in His or Her Majesty’s navy.[6]

Nothing was more motivational, however than case law.

The island of Minorca had been a British possession since 1708, captured during the War of Spanish Succession.  In 1748, government cost-cutting measures reduced the Royal Navy to three ships of the line in the Mediterranean Sea.  As the British sought to expand their territory in North America in 1754, hostilities broke out between the British and French (and their Indian allies), quickly spreading to British and French allies in Europe.

In 1755, France began the process of constructing twelve new warships.  British diplomats warned the Home Office that France would soon be in a position to attack Minorca.  Lord High Admiral George Anson, out of his concern of a possible French invasion of England, recalled the Mediterranean squadron and assigned them to patrol duties along England’s long coastline.  The Royal Navy could not afford to lose three ships of the line.

On 11 March 1756, the British Admiralty ordered Admiral John Byng to raise a fleet of ten ships, proceed to Toulon to protect the British garrison at Port Mahon.  However, only six ships were present in Portsmouth, and all of them were in a state of disrepair (not ready for sea).  Moreover, none of those ships were fully manned.  Admiral Byng, realizing that there was no money to repair the vessels or construct four additional ships and because no one in England was willing to enlist in the Royal Navy, struggled to find a solution to the problem.  There were no solutions.  Admiral Byng promptly protested his orders.  What the Admiralty demanded of him was impossible to achieve.

The Admiralty eventually provided funds for ship repairs and instructed Byng to carry out his orders.  When shipwrights informed Byng that repairs would take longer than expected, the Admiralty ordered Byng to outfit channel ships and proceed to Port Mahon in advance of his somewhat diminished fleet.[7]

On 6 April, still short of men, the British army loaned the navy Colonel Robert Bertie’s fusilier regiment, enabling Admiral Byng to set sail from Portsmouth.[8]  While Byng was en route to Toulon, a fleet of French naval vessels escorted 1,000 tartanes and other transports carrying 15,000 French troops to the far western side of Minorca.[9]

Upon his arrival at Gibraltar, Admiral Byng reported to the senior officer, Lieutenant General Thomas Fowke.  In their meeting, Byng presented Fowke with a letter from the British Home Office instructing him to provide Admiral Byng with such troops as he may require toward completing his mission.

When Byng realized that the French had landed a large force of soldiers at Minorca, he requested a regiment of Royal Marines to bolster his forces.  General Fowke refused.  His refusal may have had some justification if, for example, providing the Marines would have reduced Fowke’s ability to defend the British garrison as Gibraltar.  In any case, Admiral Byng’s problem was further complicated because the ship repair facility at Gibraltar was inadequate to the task of repairing his ships.  Frustrated, Byng dispatched a terse note to the Admiralty explaining his situation and then, despite his dire circumstances, sailed toward Minorca to assess the situation first hand.

The Battle of Minorca was fought on 20 May 1756.  Byng had gained the weather gauge[10] and ordered a lasking maneuver[11] but his lead ship, HMS Defiance, rather than steering directly toward the enemy’s front, took a course parallel to that of the French fleet — with HMS Portland, Buckingham, and Lancaster, following in trace.  The delay in getting his ships back into the proper formation allowed the French to make the rest of the battle a running fight.

After a battle of around four hours in duration, the French successfully withdrew from Minorca with 38 dead seamen and 168 wounded.  Admiral Byng suffered extensive damage to one ship and the loss of 43 sailors killed and 173 wounded.  Still, Byng took up station near Minorca for four days.  After holding a council of war with his captains, Admiral Byng decided to return to Gibraltar for repairs, arriving on 19 June.

Before Byng could return to sea, a ship arrived from England with dispatches.  The Admiralty relieved Byng of his command, the Home Office relieved General Fowke of his command, and both men were ordered back to England to face court-martial charges. 

Upon arrival in England, authorities took Byng and Fowke into custody; both men received courts-martial.  The Home Office charged General Fowke with disobeying an order to support Byng with troops.[12]  The Admiralty charged Byng with violating Article XII, failing to do his duty against the enemy.

Admiral Byng’s court-martial resulted in an acquittal on the charge of cowardice, but he was found guilty of failing to exercise command of his fleet and failing to engage the enemy.  He was sentenced to death by firing squad.

Admiral of the Fleet John Forbes, Lord Commissioner of the Admiralty, was the officer who defeated the French at the Battle of Toulon in 1744.  It fell upon Forbes to sign Byng’s death warrant.  Forbes refused to sign the warrant because he believed Byng’s sentence was excessive and illegal.  King George II refused to grant clemency to Byng and further declined to approve Prime Minister William Pitt’s recommendation for commutation.  Thus, on 14 March 1757, Admiral Byng was escorted to the quarterdeck of HMS Monarch and shot dead by a squad of Royal Marines.

Article XII established the standard for command responsibility, but Byng’s court-martial set the legal precedent: a commanding officer is responsible for the actions of his subordinates.  If a junior officer runs the ship aground, the captain is responsible.  If a ship’s commander fails to maneuver his vessel properly, his senior officer is responsible.  If a captain fails to fight his ship, his admiral is responsible.

The American Navy

The power of Congress to regulate the Army and Navy was first established during the Second Continental Congress, which on 30 June 1775, legislated 69 Articles of War to govern the conduct of the Continental Army (which, at the time, also included the Navy).  The Articles of War, 1775, were not identical to the Articles of War promulgated by Great Britain but quite similar.  Congress retained this power in the U.S. Constitution, promulgated within Article I, section 8, stating, “It shall be the power of the Congress to make rules for the government and regulation of the land and naval forces.”

On 10 April 1806, Congress enacted 101 Articles of War.  These were not significantly revised until 1912 and remained in effect until 31 May 1951, when Congress developed and implemented the Uniform Code of Military Justice (UCMJ).

Notably, Article 52 of the Articles of War (1806) stated:

 “Any officer or soldier, who shall misbehave himself before the enemy, run away, or shamefully abandon any fort, post, or guard, which he or they may be commanded to defend, or speak words inducing others to do the like, or shall cast away his arms and ammunition, or who shall quit his post or colours [sic] to plunder and pillage, every such offender, being duly convicted thereof, shall suffer death, or such other punishment as shall be ordered by the sentence of a general court-martial.”

About navy fighting formations

There were only a few fighting formations of a naval fleet under sail.  Responsibility for selecting which formation (or variation) employed during a sea battle fell to the fleet admiral (or commodore): line ahead,[13] line abreast, and line of bearing.  The admiral also determined sailing order — first ship in line, second, and so forth.  In establishing his combat formation, the fleet admiral would attempt to gain the weather gauge and signal his intent to subordinate commanders through signal flags.

The line ahead formation did not allow for concentration of fire because, for naval guns to be effective on a rolling platform, combatants had to close to 300 — 500 yards of the enemy.  The most devastating assault came from raking fire, initiated either from the bow or stern where cannon shot would do the most damage by traveling the length of the enemy ship.

Admiral Horatio Nelson was the first British officer to break the line in 1797 and again in 1805.  His instruction to his captains was, “No captain can do very wrong if he places his ship alongside that of his enemy.”  Breaking the enemy’s line disrupted the enemy’s cohesion and made it possible to overwhelm individual ships and seize them.  Again, the primary aim of the battle formation was to board and capture the enemy’s ships.

Boarding Operations

Boarding Operations may be the world’s oldest example of naval warfare.  The boarding of an enemy vessel, or a friendly one to capture it from pirates and other low vermin, is an example of up close and personal extremism — which more or less defines all close combat.  To achieve cross-ship boarding, the offending vessel needed to sail alongside the enemy vessel and direct an assault onto the enemy vessel.  The individuals performing this operation were sailors and Marines who were (and are) trained for such missions.  In the days of sail, sailors performed the task when the attacking ship was too small for a detachment of Marines.

Armed with swords, cutlasses, pistols, muskets, boarding axes, pikes, and grenades, the boarding party attacked the enemy crew, beginning with the helmsman and officer of the watch, or the ship’s captain if present on the bridge, all gun crews, and any other crewman left alive.  Again, the purpose of boarding operations was to seize the ship, which was always the intent of privateers and pirates — even today.

Captain John Paul Jones conducted a classic example of boarding operations during the American Revolution.  Jones’ Marines assaulted HMS Serapis from the sinking USS Bonhomme Richard in 1779.  Captain Jones’s boarding operation is exemplary because it was the only known fight during the Age of Sail when a ship’s captain captured an enemy ship while losing his own.  In 1813, the British returned the compliment by boarding and seizing USS Chesapeake from HMS Shannon.

Boarding enemy ships was also the purpose of the “cutting out” operations during the Age of Sail.  To “cut out” is to seize and carry off an enemy vessel while at anchor in a harbor or at sea.  The operation would typically target a small warship (a brig, sloop, or a two-masted ship of fewer than 20 guns).  Cutting out operations avoided larger ships because of the crew size (300 or so men).

A cutting-out party would generally include sailors and Marines who began the assault in the dark of night.  For an example of a cutting-out operation, see also At the Heart of the Corps and the capture of the Sandwich during the Quasi-War with France.

Boarding operations are rare in modern times.  U. S. Marines conducted their last boarding operation during the Mayaguez Incident in 1975, which involved a vertical assault from helicopters. Current operations may also involve small submarines and inflatable boats.  The U.S. Coast Guard routinely incorporates boarding operations as part of its maritime drug interdiction operations.

A Final Note

While the Uniform Code of Military Justice is a massive improvement over the articles of war, severe penalties are still prescribed for certain crimes.  The Manual for Courts-martial, Article 99 (Misbehavior Before the Enemy) includes, as offenses: (a) running away from a fight, (b) shamefully abandoning, surrendering, or delivering up any command, unit, place, or military property, which it is a duty to defend, (c) through disobedience, neglect, or intentional misconduct, endanger the safety of any command, unit, place, or military property, (d) casting away arms (weapons) or ammunition, (e) displaying cowardly conduct, (f) quitting one’s place of duty to plunder or pillage, (g) causing false alarms, (h) willfully failing to do one’s utmost to encounter, engage, capture, or destroy enemy troops, combatants, vessels, aircraft, or any other thing, which it is a serviceman’s duty to do, and/or (i) failing to afford all practicable relief and assistance to troops, combatants, vessels, or aircraft of the armed forces of the United States or their allies when engaged in battle.  Any person found guilty of these offenses shall face a maximum punishment of death.

Sources

  1. Abbot, W. J.  The Naval History of the United States.  Collier Press, 1896.
  2. Bradford, J. C.  Quarterdeck and Bridge: Two centuries of American Naval Leaders.  Annapolis: Naval Institute Press, 1955.
  3. McKee, C.  A Gentlemanly and Honorable Profession: The Creation of the U. S. Naval Officer Corps, 1794-1815.  Annapolis: Naval Institute Press, 1991
  4. Rak, M. J., Captain, USN.  The Quasi-War and the Origins of the Modern Navy and Marine Corps.  Newport: U.S. Naval War College, 2020
  5. The Library of Congress, Military Legal Resources, online.
  6. Warming, R.  An Introduction to Hand-to-Hand Combat at Sea: General Characteristics and Shipborne Tactics from 1210 BCE to 1600 CE.  Academia College, 2019.
  7. Winthorpe, W.  Military Law and Precedents.  Washington: Government Printing Office, 1920.
  8. United States Constitution, Article I, section 8.

Endnotes:

[1] The quinquereme was the more common Hellenistic-era warship, and the heaviest at that particular time.  The Romans seized a Carthaginian ship, took it back to Rome, reverse-engineered it, and used it as a blueprint for Roman-made ships.  The quinquereme had three to five banks of oars.  The trireme had only three banks of oars but was much lighter and faster. 

[2] Roman commanders of these ships were “Magistrates,” who knew nothing of sailing ships, but they were supported by lower-ranking officers who were seasoned sailors (most likely Greek seamen). 

[3] Sinking ships as a naval strategy didn’t evolve until the mid-1800s when nations began building ironclad ships.

[4] In time, a ship’s captain would share the prize money with his crew as a reward for their victory at sea.

[5] The term “ship’s captain” is the traditional title of the person who serves in overall command of a ship.  The naval rank of that person could be Lieutenant, Commander, or Captain — but no matter what his rank, he is called “Captain.”  A ship’s master is the person who runs the ship (rather than commanding it).  He is the most experienced seaman, and what he doesn’t know about running a ship isn’t worth knowing.    

[6] One could understand this mindset in the British Army, where aristocrats bought and sold commissions.  Under those conditions, there was never a guarantee that a colonel knew what the hell he was doing.  The Royal Navy never sold commissions.  All navy officers were promoted on merit.

[7] Channel ships (or Packet Ships) were medium-sized vessels designed to carry mail, passengers, and cargo.  They were not suitable for sea battles with regular ships of the line. 

[8] A fusil is a flintlock musket; a fusilier is someone who shoots a fusil.  Also, musketeer or in modern parlance, a rifleman.

[9] A tartane was a small coastal trader/fishing vessel.

[10] Position of advantage in sea battles.

[11] A maneuver in which all ships turn into the enemy at once.

[12] King George II dismissed Fowke from the Army.  King George III later reinstated him.

[13] Line-ahead battle formation (also, Ship of the line warfare) was a columnar formation developed in the mid-17th Century whereby each ship followed in the wake of the ship ahead at regular intervals.  This formation maximized the firing power of the broadside and allowed for rapid “melee formation” or, if necessary, disengagement.  Note that a ship of the line was of the largest (most formidable) fighting ship used in the line of battle (formation). 


The British Army in North America

Some Background

What most Americans know about the British Army in North America is this: they were the most powerful Army in the world, partnered with the most powerful navy in the world, and that the American colonists in rebellion never stood a chance.  This, of course, is only true in the context of a refined, well trained army sent to confront farmers, shopkeepers, barmen, and boat builders who were drafted into the colonial militia. 

In 1754, the British Army had about 4,000 regulars serving in the North America [Note 1].  To understand what this means, in terms of manpower strength, the average size of an infantry regiment was between 700-800 men.  Given these numbers, then there were five regiments assigned to the colonies, each consisting of ten companies, the entirety being a brigade.  The brigade commander may have formed battalions of five companies each.  It is likely that British Army units were placed where they were most needed; given the size in area of the thirteen colonies, they were hardly an effective fighting force.  The soldiers in residence had been long neglected by the home government; they had become complacent in their duties and posed no threat to anyone, much less the French or their Indian surrogates.

Regimental Colonels were honorary positions of well-placed gentlemen.  The colonel’s frequent absences from the regiment made the lieutenant colonel the officer commanding, and he was assisted by a major.  Aiding the officer commanding was a small staff of five men (excluding personal batmen).  If the lieutenant colonel and major were absent from the regiment, then the senior captain stepped in as officer commanding.  In such conditions, with captains commanding the regiment, then it fell upon the lieutenants to command the companies.

The British infantry company was composed of 3 officers, 2-4 musicians, 6 noncommissioned officers, and 56 privates.  Sickness, desertion, and battle losses meant that British companies/battalions/regiments/brigades seldom — if ever — went into combat at full strength.

Young men of the eighteenth century often joined the British Army for economic reasons.  The onset of the Industrial Revolution and land closure brought enormous social changes in Great Britain.  Common laborers, textile workers, and displaced artisans joined the army to escape poverty.  The British private received eight pence per day before taxes — about £1.00 per month.   It was’t much, but it was better than the soldier could make “back home” as a laborer — £1.00 being somewhere in the neighborhood of $25.00/month in 2021 currency.

Where the British Soldiers Came From

The common soldier enlisted in the British Army under widely varied circumstances.  The unemployed textile worker may have sought out the recruiter and accepted the King’s shilling for his service “at the pleasure of the King.”  In other words, this recruit may have been recruited for life.  But the British Army also hired mercenaries; men who fought for money, and only when the money was right.  Most recruitments in the British Isles came from poverty stricken sections of the larger cities.  Each regiment recruited for itself and regimental colonels would often lead recruiting parties into towns and villages.  Some people were, with the permission of the Crown and local courts, pressed into service.  They were vagrants, homeless people, drunkards, and some were prisoners who thought it would be a better life in the Army than eating rat meat in a dark, dank prison in the midlands.   

British military officers purchased their commissions (and sold them).  The purchase price of a military officer’s commission was high enough that it precluded men of moderate means from becoming British officers, or ascending higher in rank.  Most officers up to the rank of major were of the middle class.  Only sons of nobility could afford high command; they had to be well-born, and   as such, they served concurrently as politicians and general officers.

The Braddock Expedition    

On 20 February 1755, Major General Edward Braddock arrived in the colonies with two regiments and assumed command of all British land forces as Commander-in-Chief of the British North American Army.  He met with several of the colonial governors in Alexandria on 14 April.  They persuaded him to undertake vigorous actions against the French, who had instigated native populations against British settlements.  With colonial militia reinforcing British regulars, Braddock planned his punitive expedition against the French around the following: a militia officer from Massachusetts would lead an attack against Fort Niagara; General Sir William Johnson from New York would lead an assault against the French at Crown Point; Colonel Monckton would lead an attack on the Bay of Fundy, and Braddock would himself march an expedition against Fort Duquesne (Pittsburg) on the Ohio River.

The main thrust of the British attack was Fort Duquesne.  General Braddock commanded the 44th and 48th Regiments of Foot (1,350 men), an additional force of 500 regular and colonial militia, field artillery, and other support troops, for a total of around 2,100 men [Note 2].  A twenty-three year old lieutenant colonel of militia accompanied Braddock — a surveyor, who knew the landscape, and a man capable of serving as Braddock’s aide-de-camp.  His name was George Washington.  Major General Braddock fell mortally wounded at the Battle of Monongahela on 9 July 1755, carried from the field by Colonel Washington and Colonel Meriwether.  Although Washington had no official position within the chain of command, he nevertheless brought order to the regiments and commanded a rearguard for the evacuation of the British expedition from the field.  Of Braddock’s regular force, 456 were killed, 422 wounded.  Of his officers numbering 86, 26 were killed, 37 were wounded.  There were 50 women in the Braddock expedition, all but four were killed.  Subsequent defeats along the frontier prompted London to expand the British Army in North America.  It was  easier said than done.

The average Englishman had little interest in serving in the British Army; it was a challenging lifestyle at the best of times.  Between 1755-57, only 4,500 Englishmen enlisted for service in the colonies.  At the same time, 7,500 British colonists enlisted in the British Army of North America.  After Grat Britain formerly declared war against France in 1756, recruiting efforts on the Homefront were more successful.  Some 11,000 regulars were sent from Britain to America in 1757.  Simultaneously, the flow of colonial recruits diminished to a mere trickle of what it had been.

In early 1758, the British government appointed General James Abercromby to serve as Commander-in-Chief in North America.  Abercromby brought reform and improvement in an army that grew to twenty-three battalions (about 8,000 men).  That year marked the turning point of the war and the British Army reclaimed its prestige.  After the Treaty of Paris of 1763, the regular British Army serving in North America was raised to 10,000 men.  Americans living on the frontier welcomed these men; the British regular represented colonial security.  On the other hand, while Americans enjoyed the peace of mind and safety provided by the British Army, no one wanted to pay for them in the form of taxes.  This made no sense to any thinking person, but it is difficult to argue that most American colonists in 1770 were skilled in that regard.

The American Revolution

In terms of the sentiments of American colonists, there were only two sorts where the British soldier was concerned: those who loved them, and those who hated them.  There was no middle group.  The rabble-rousers in Boston fell into the latter category and sought to create confrontations with the symbol of British authority at every opportunity [Note 3].  By 1775, the British North American soldier was a highly proficient, extremely professional soldier — one could not look upon the colonial militiamen with anything but contempt.  British soldiers didn’t run away from a fight.

The colonist’s fuss about paying their “fair share” of taxes to support the British Army in the colonies brought disdain from the British regular.  He didn’t respect the colonist, and he didn’t respect the leaders of the emerging American government or its militia.  A few years earlier, no one wanted to serve as a British regular officer more than George Washington, but the British establishment responded to his every effort with scorn.  After 1770, colonial farmers, shopkeepers, and militia came to realize that despite all they did for England, the British would always regard them as second-class citizens.

France’s entry into the colonial revolution on the side of the Americans changed Great Britain’s strategic calculus.  The British were no longer masters of the sea along America’s sea coast.  While the British Army was widely distributed from Canada to Florida and the West Indies, the French could deliver fresh troops to any place along the East Coast at a time of their own choosing — unchallenged by either the British Army or the Royal Navy.  Because the West Indies was more valuable to the British than the rebellious colonies, a large number of British Army and Royal Navy resources were diverted to protect British interest there.

The government in London soon realized that the colonies in New England were probably beyond saving.  British loyalists living in New England were few in number.  The southern colonies, on the other hand, had large populations of loyalists; there was hope that these colonies might be saved, and so the British Army and Royal Navy turned its attention to the Carolinas and West Florida.  Britain’s effort toward saving the southern colonies was the match that lit the kindling in the southern colonies; capturing Charleston added logs to the fire.  

General Cornwallis surrendered to General George Washington at Yorktown (Oct 1781).  One key feature in the southern campaign was the number of British Loyalists who fought the British fight.  The Battle of King’s Mountain in 1780 was an exclusively American engagement.  The outcome of King’s Mountain prompted the Loyalists to reconsider; after all, there was never a guarantee that the British would win the war — and if they didn’t, then what would happen to the loyalists?  Loyalists would have been suicidal to throw their lot behind the British if there was any chance at all that the patriots would end up as the victors — which, of course, they were.

British regular soldiers continued to fight well and the colonial militia always maintained their fear of British regular formations.  The problem was that the British Army was getting smaller with each battle.  Cornwallis did not have a regular pipeline for troop replacements, which meant that each British victory came at a high price.  The British soldier was poorly fed, poorly cared for, and quite often poorly led … but they steadfastly performed courageously in battle after battle — at the beginning of the conflict and at the end of it.

The Age of Sail

It was never easy to support the British Army 3,000 miles away on the North American continent.  To feed these soldiers a daily ration, the British government contracted with food producing companies who transported the rations in bulk across the Atlantic.  By the time they arrived and found their way into the Red Coat’s mess kit, the rations were inedible.  Biscuits were full of weevils, the bread was moldy, the butter rancid, the flour spoiled, insects infested peas, and then came the maggoty beef.  It is no surprise to learn that the British soldier was seriously malnourished and toothless by the time he reached 30 years of age.  Senior officers did register complaints, but they fell on deaf ears.

Adding to the difficult task of crushing rebellion was the corruption of British bureaucrats, contractors, ship’s captains, and commissary officers in the supply chain.  Corruption didn’t begin with the British war ministry, and it certainly didn’t end there.  One may wonder how well the family of Lyndon Baines Johnson profited from the Vietnam War. 

Thirty Years Later

Many historians will argue that the American Revolution ended in 1783 with the Treaty of Paris of that year.  I disagree.  Oh, there may have been a treaty with Great Britain, but the behavior of the officers commanding British Army forces in North America never changed toward the Americans, nor — for that matter — did the behavior of the Royal Navy toward American flagged ships.  Among more than a few senior British  Army and Navy officers, an American Revolution “re-do” was a worthwhile undertaking.  Officers commanding British forts in Canada never once stopped instigating Indian attacks against American western settlements or westward migrations — even to the extent of paying Indians for American scalps.

Renewed conflict with Great Britain in 1812 favored the Americans because, at the time, the British were up to their nickers in a fight with Napoleon Bonaparte.  Because the priority for army forces was given to Europe, the British manned their North American forts with cadre staffs.  Sadly, by 1812, America no longer had a George Washington to lead them.  They had to rely on much older revolutionary era generals who, truth be known, weren’t all that good as generals when they were much younger.

While it was true that the early conflict favored the Americans, we should recall that America was once more at war with a powerful nation — and one that had one hand tied behind its back.  It would have been advantageous to the Americans to win its War of 1812 early on — but no.  Incompetent generals and one disaster after another denied the Americans a clear victory, even while confronting a much-diminished British army.  It may have been too much for the Americans to covet Canada.

In 1814, Napoleon was soundly defeated, and when this occurred, the British were then able to turn their full attention to the United States.  In that year, the British mauled the American army at Bladensburg, Maryland (See also: At Bladensburg, 1814), burned the city of Washington, and reasserted the Royal Navy’s control over the Eastern Seaboard (See also: Joshua Barney).  It wasn’t until after the Treaty of Ghent, which officially ended the War of 1812, that General Jackson destroyed the British Army in New Orleans — (See also: At Chalmette, 1815) an American victory at last, but it was a superficial victory.  The Americans did kill a lot of British soldiers — but to no good purpose.

Sources:

  1. Anderson, F.  The War that Made America: New York: Penguin Books, 2005.
  2. Brumwell, S.  Redcoats: The British Soldier and War in the Americas, 1755-1763.  Cambridge: Cambridge University Press, 2002.
  3. Curtis, E. E.  The Organization of the British Army in the American Revolution.  New York: AMS Press, 1969.
  4. Ellis, J. J.  His Excellency, George Washington.  New York: Knopf, 2004.
  5. Fortescue, J. W.  A History of the British Army (Thirteen volumes).  New York: AMS Press, 1976.
  6. Schenawolf, H.  British Army Command and Structure in the American Revolution; Grenadier & Light Infantry Battalions.  Revolutionary War Journal Online.

Endnotes:

[1] North America included the thirteen British Colonies and after 1763, Canada.

[2] General Braddock’s overwhelming defeat was partly due to his lack of understanding about French activities and their shenanigans with native tribes.  He also didn’t understand the Indians and had no interest in recruiting them for service with the British Army, which may have been a product of his aristocratic arrogance.  Several additional issues plagued the operation from the beginning, including the difficulty in procuring the necessary supplies that would sustain his force while in the field.  One the expedition began, he found the roadway was too narrow and in constant need of widening to move artillery and cargo wagons, it was rutted and painfully slow.  His frustration in the lack of speed caused him to split his force.  With 1,300 men in his “flying column,” he crossed the Monongahela River on 9 July, ten miles away from Fort Duquesne … but it was difficult terrain.  The collision of both British and French/Indian forces surprised both groups.  Braddock’s advance guard was under the command of Lieutenant Colonel Thomas Gage.  The Indians immediately assumed their usual practice of independent action; most of the French fled back to the Fort.  Gage’s line of soldiers, wearing red coats, were difficult for the Indians to miss.  As the soldiers began taking casualties, somewhat shaken by the war whoops of the Indians, Gage’s line became a shamble.  Several of the British, in their confusion, fired on other British formations.  Thereafter, the battle became a rout.  Though Braddock exhibited personal courage and tenacity, the advantage went to the Indians, who were able to fire at the red coats from behind trees.  It was the first time in North America where a British force was destroyed by an inferior number of enemy.  

[3] In a manner similar to the way the modern-day BLMOs seek confrontations with police officers and random members of white society.

The West Florida Expedition

American history is quite fascinating —I would say even more so than the revisionist accounts offered in our public schools and universities over the past sixty years.  Two of my interests are the colonial and early founding periods of the United States.  History isn’t everyone’s cup of tea, of course, but there is so much we can learn from it —lessons that would positively contribute to modern society.  Ut est rerum omnium magister usus[1], and if true, if experience is the teacher of all things, then our learning from past mistakes can only aid us in the future.

One of the things I find interesting about the American Revolutionary War is how little attention historians have paid to the British loyalists.  After all, they too were part of that story.

1763 was a banner year for the British because, in that year, England finally triumphed over France after fighting one another to a standstill since 1689.  In the Treaty of Paris of 1763, England acquired Spanish Florida and French Canada.  British divided Florida into two provinces: West and East Florida.  West Florida included the southern half of present-day Mississippi, a rectangular region straddling the Gulf of Mexico from Lake Pontchartrain and Maurepas and the Mississippi River in the west, to the Chattahoochee and Apalachicola rivers on the east.  It extended northward to an imaginary line running east from the confluence of the Mississippi and Yazoo rivers, including the old Spanish port of Pensacola and the former French settlements of Mobile, Biloxi, and Natchez.

In the late 1760s, West Florida was sparsely settled because, except for a narrow strip of land along the eastern bank of the Mississippi River, the soil was unsuitable for agriculture, which led settlers to rely on raising livestock.  The British anticipated settling West Florida effortlessly and for reasons of security, they reserved the area west of the Appalachian Mountains for Indians.  British policy at that time intended to avoid confrontations with the Indians by channeling white settlers either to Canada or to one of the two Florida settlements.  The British also decided to offer land to members of the British court as a reward for faithful military service.  As an example, 40,000 acres were set aside for the Earl of Eglinton near the Natchez and Pensacola settlements.  An untended consequence of land grants to noblemen was that they almost immediately began selling these lands, and by every measure, they were quite successful in doing so.

The British accorded settlers of lesser rank, 100 acres to the head of household and 50 acres for each member of his family, including slaves.  The head of a family could also purchase an additional 1,000 acres for a reasonable price —but clear title to this land was withheld until the settlers had cultivated their land for three to five years.  The settlement of West Florida increased steadily, especially in the Natchez area, until in 1773 when the foreign office inexplicably canceled the governor’s authority to grant land.

In 1775, with the outbreak of the American Revolution, the situation in West Florida changed rapidly.  Both Florida provinces were converted into sanctuaries for British loyalists escaping from colonial terrorists.  After 1775, West Florida enjoyed its greatest period of growth, an attraction among sturdy pioneers of Englishmen and Scotsmen.

Who were the loyalists, and why weren’t they interested in freedom from Great Britain?  They were generally older people, conservative by nature, well-established in the colonies with long-standing business interests in England.  Older people tend to resist change and the Revolutionary War period was nothing at all if not an era of momentous changes.  In the minds of British loyalists, a rebellion was not only morally wrong but also unwarranted.

Taxation without representation was a key issue at the outset of the American Revolution.  Parliamentary taxation affected everyone, including loyalists.  There was no overwhelming repudiation of taxes among the loyalists because, in the first instance, Parliament had the right to tax colonists.  Second, the colonists had long benefitted from the security provided by the British Army.  Among loyalists, it was entirely reasonable that Parliament expected colonists to help pay for the costs of maintaining these forces.  The loyalists also had no objection to “quartering soldiers in private homes.”  These were young men from back home who had come to America to protect British citizens from the ravages of the French and Indian attacks, why not give them a nice place to sleep?  Besides, which would be cheaper (tax-wise)?  Quartering soldiers in the homes of citizens, or constructing barracks for the same purpose?  Since everyone benefitted from these tax levies, why object to them? Of course, the British Parliament could have addressed this issue with greater sophistication, but the British people (especially those living in England) were used to an authoritarian legislature.

When the so-called “American patriots” resorted to violence against the Crown and those who remained loyal to Great Britain, the older, conservative, well-settled colonists felt alienated —and with good reason.  The patriots burned down their homes, torched their businesses, and physically and verbally assaulted them.  In many ways, patriot behavior was more like that of  hooligans and domestic terrorists than of good neighbors with interesting ideas about government and society[2].

Many loyalists, at least initially, were fence-sitters.  Among those, optimists who believed that if there was to be a separation from the mother country, it should take place naturally and amicably, under circumstances mutually beneficial to both sides of the Atlantic.  Some pessimists believed that the only possible result of revolutionary thought and action would be chaos, corruption, and mob rule[3].  In either case, when patriots began terrorizing them, they either became apathetic to the cause, or they moved even further to the right.  Some returned to England, others decided to stay in the colonies and fight for their King.  In New York, many loyalists were part of influential families, some of these with unmistakable ties to the French Huguenot-Dutch De Lancey[4] faction supporting the British Crown.  There were also “black” loyalists —slaves who had been promised freedom from slavery by the British government.  Colonial patriots made no such promises, from any quarter —north or south.

There were many prominent families among American patriots[5].  One of these was the family of a man named James Willing … a wealthy Philadelphia family.  His father Charles twice served as Philadelphia’s mayor; his mother was Anne Shippen, the granddaughter of Philadelphia’s second mayor.  James’ older brother was a merchant, a business partner with Robert Morris[6], and a delegate to the Continental Congress from Pennsylvania.  In his younger years, James sought his fortune in British West Florida operating a general store within the Natchez settlement.  The folks of Natchez were happy to live in America, but they were loyalists —and intensely so.  Willing, not being able to share those sentiments, and being rudely vocal about it, soon decided to return to Philadelphia[7].

In 1777, serving as a congressional spokesman, Willing returned to Natchez to convince the residents there to join the American independence movement.  His proposals rebuffed, he returned to Philadelphia with greatly exaggerated claims that the people of West Florida posed a serious threat to the cause of American independence, although he was probably right in thinking that loyalists would interrupt trade on the Mississippi River, a major source of colonial resupply.

Oliver Pollock, meanwhile (an Irish-born colonist with many years devoted to trading with the Spaniards in the West Indies), established a close working relationship with Alejandro O’Reilly[8] and other Spanish-Louisiana officials.  Granted the privilege of free trade with New Orleans, Pollock became a successful businessman, married, and raised his family there.  In 1777, Pollock was appointed Commercial Agent of the United States in New Orleans.  He used his influence and wealth to help finance American operations in the west, including the campaign by Major General (militia) George Rogers Clark[9].  In September 1778, Pollock introduced Colonel David Rogers and Captain Robert Benham to Louisiana Governor Bernardo de Gálvez.  Rogers delivered a letter to Governor Gálvez from Virginia patriot Patrick Henry —a letter that led to Spain to join the war against England.  In the British view, there could be no better example of treason than that.

In 1778, James Willing was calling himself a naval captain[10] in the service of the United Independent States of America[11]  Pollock received a letter from Robert Morris stating that Willing would be leading an expedition against loyalist settlements above New Orleans.  In his capacity as a naval captain, Willing led 29 men of the 13th Virginia Regiment from Fort Pitt and sailed down the Ohio River[12].  Willing’s mission may have been more on the order of moving supplies from New Orleans to Fort Pitt than it was conquering West Florida, but the correspondence Willing carried with him to Florida could be construed as authorization to punish British loyalists.  With his desire for adventure and a somewhat reckless nature, Willing boarded the gunboat Rattletrap[13] with his Virginians, now dubbed “marines.”

Willing and his marines departed Fort Pitt early on the night of 10 January.  A short distance from where the Wabash empties into the Ohio River, the Willing Expedition seized the large bateau[14] belonging to the Becquet Brothers, which was laden with pelts.  They also arrested a man named  La Chance and impounded his cargo of brandy —which Willing and his crew subjected to extensive tests for impurities.  Willing’s notoriety thus established, off they went into the Ohio River and southward.  The commander at Fort Kaskaskia, a Frenchman named Rocheblave, suspected that the Willing Expedition was moving toward Illinois and believed that the sort of insults offered to Becquet and La Chance was the sort of thing frontier settlers could expect from colonial hoodlums should they ever achieve a foothold into the western (French) colonies.

Painting by Charles Waterhouse

By the time the expedition reached the Mississippi River, Willing had added two canoes and ten recruits to his entourage.  One of these was a youngster named George Girty, whom Willing commissioned a second lieutenant.  George was the youngest of four brothers, a family whose only claim to history was that they all became British loyalists.  Historians know that Willing stopped at a Spanish post at the mouth of the Arkansas River, where, having warned the few American settlers living there that their lives were in peril from British loyalists, proceeded on his journey.  The then-petrified settlers ended up petitioning Spanish officials for their protection.

Willing arrived at the Natchez plantation of Colonel Anthony Hutchins[15], a loyalist, on 19 February, promptly arrested him and seized his property —including his slaves.  Willing then divided his force by sending two canoes on a scouting mission further south to the Natchez settlement —a farming community populated by American, English, and French settlers (all of whom lived together in harmony) —and until recent times, the home of James Willing.  The scouting party, well-armed and dressed as hunters, arrested all settlement inhabitants and secured their property.

Willing and his main body arrived the following morning.  According to later testimony, captive townspeople sent a delegation of four citizens to parlay with Willing.  They agreed to surrender and promised their neutrality if Willing restored their property.  Willing agreed, adding these stipulations: (a) that the settlers must agree to re-provision his expeditionary force, (b) that single men join the expedition, and (c) that all married persons relocate to Spanish territory within fifteen days.  From among the single men who joined the expedition, Willing appointed Richard Harrison a lieutenant of marines.

South of Natchez, Willing carried out a campaign of destruction to crops, livestock, and the homes of Loyalist settlers and carried off their slaves (likely sold in New Orleans).  William Dunbar and Frederick Spell, who witnessed Willing’s behavior, suggested in their later testimony that Willing was more interested in enriching himself than he was in any patriotic endeavor (which, by every account, seems to have been the case).  Willing, however, did not molest any “patriotic” Americans.

By this time, the British were aware of Willing’s marauders —which given the expanse of the territory and poor communications back then, is quite amazing.  In any case, the British dispatched their sloop Rebecca (well-armed with sixteen 4-pound and six swivel guns) up the Mississippi to interdict Willing’s campaign.  On 23 February, 18 marines under lieutenants McIntyre and Harrison captured Rebecca, which for a time ended Great Britain’s control of the Mississippi River.  McIntyre and Harrison sailed the vessel to New Orleans as a prize of war.  The ship would be renamed, Morris.

Oliver Pollock established and maintained a close relationship with Governor Bernardo de Gálvez.  During a future Spanish campaign against the British, Pollock would serve as Gálvez’ aide-de-camp.  When Pollock received word that Willing was approaching New Orleans, he recruited an additional 40 men to join the expedition and assisted him in transporting “British” property to New Orleans.  Of these 40 men, 26 men took it upon themselves to float downriver to join McIntyre and Harrison.  McIntyre’s group soon came upon the British Brig Neptune and seized her.  Neptune was laden with lumber and a handful of passengers bound for Jamaica.  McIntyre off-loaded the passengers, retained the cargo, and sailed her to New Orleans —the expedition’s second prize.

News of Willing’s expedition quickly spread throughout British West Florida and caused some panic among the loyalists.  They abandoned their large plantations, loaded their slaves, livestock, and valuables on boats and barges, and headed toward New Orleans where they petitioned Spanish officials for protection.  For their part, at least initially, Spanish officials were intent on remaining neutral in the conflict between the British and Americans, so they graciously received these refugees and accorded them Spanish hospitality.  Governor Gálvez similarly welcomed James Willing, which in large measure as a result of Oliver Pollock’s efforts.

Willing and his men were granted freedom of the city, provided with housing, and they were allowed to auction the property taken from loyalists, including their slaves[16].  The precise amount of the profits gained by Willing’s auction is unknown, but some estimates ranged as high as £60,000.00.  While appreciative of the courtesy and hospitality accorded to their subjects, British officials strongly protested the fact that Gálvez extended those same courtesies to James Willing, who in their view was nothing more than a pirate.  Neither were the British pleased about Willing’s auctioning British property.

Gov. Gálvez ignored British protests, and the longer he did so, the louder their protests became.  Within a short time, British petitions for redress were filed almost every day.  Finally, Gálvez appointed a commission to consider the merits of British complaints.  Until mid-March, Gálvez remained unconcerned with British protests.  But then came the arrival of the British sloop Sylph under the command of Captain John Ferguson.  In addressing the problem, Ferguson was simple and direct:

Having the honor to command one of His Britannic Majesty’s ships in this river, and having information that your excellency has received into your government a body of armed men, enemies to my Sovereign and that you have suffered them from the Spanish Territory to commit depredations on this River by forcibly seizing upon the vessels, property, and persons of British subjects, in violation of the Treatise of Peace, the Law of Nations, and the Rights of Men.  I cannot help looking at such conduct on your part, as a tacit if not an open declaration of war against the King, my master.

Governor Gálvez answered Ferguson with equal fervor[17].  He had no obligation (he said) to protect British citizens residing on British soil but (pending the report by his commission), Gálvez offered to return British goods and property seized by Willing.  This decision came as a blow to the Willing/Pollock clique.  They offered a stout defense of their activities, particularly as it related to the capture of the two British ships.  Neptune, argued Willing, having been seized on open water in British territory, was a  lawful prize of war.  Gálvez remained inflexible; Neptune must be returned.  When it appeared that Morris (formerly Rebecca) seemed more secure, Oliver Pollock proceeded to refit and man her.  William Pickles was selected to serve as Morris’ Captain, and Robert Elliott was chosen to serve as Commanding Officer of Marines (Daniel Longstreet was appointed to serve as Marine First Lieutenant)[18].

In April, Captain Ferguson and Sylph was relieved by Captain Joseph Nunn, commanding HMS Hound.  Nunn continued to press Gálvez on the issues raised by Ferguson; Gálvez continued to resist all British suppositions and remained firm with the Americans.  Nevertheless, believing that the British would initiate military action, Governor Gálvez requested reinforcements from the Viceroy of New Spain and began working on New Orleans defenses.  He also demanded that every British/American person living in New Orleans take an oath of neutrality or leave the city.  A few British departed the city, but most remained.  Americans were unanimous in their acceptance.

Gov. Gálvez felt better once the American and British had offered their oaths respecting Spanish neutrality.  Captain Nunn, on the other hand, did not feel better.  In his view, Gálvez had openly demonstrated his support for the colonial rebellion, and this placed Spain in opposition to the British Crown.  It wasn’t enough to cause Captain Nunn to initiate war with Spain, of course, but Gálvez’s cozy relationship with the colonists did prompt the British into reasserting their authority on the Mississippi River.

Before dawn on 19 April, Nunn sent a force of fifty men to recapture Fort Bute at Manchac (115 miles north of New Orleans) which had been seized by Willing’s expedition.  British riflemen killed two men and a woman and wounded ten others.  Fourteen Americans were taken, prisoner.  Willing was, by this time, concerned about retaining control of Natchez, which led him to dispatch a force of marines under Lieutenant Harrison to observe whether Natchez loyalists were keeping their oaths of neutrality.

Meanwhile, Colonel Hutchins had violated his parole by returning to his plantation.  In Natchez, Hutchins agitated among the citizens and urged them to take up arms against American colonists.  We do not know what Hutchins told these people, but we do know that he alarmed them to the point of organizing a stout defense at a location known as White Cliffs.

En route to Natchez, Lieutenant Harrison was forewarned by a man named John Talley of Colonel Hutchins’ mischief.  Harrison sent Talley ahead to offer assurances that his intentions were peaceful.  Hutchins’ work was well done, however, and upon Harrison’s approach, loyalist gunfire inflicted a heavy toll on the marines.  Harrison lost five men killed with several more wounded and captured; Harrison returned to New Orleans with only a few of his remaining force.

British West Florida Governor Peter Chester (—1799), with service between 1770-81, encouraged British settlers to return to their homes and “restore yourselves to that full allegiance and fidelity which you owe to your sovereign and country.”  And, he added, that should these citizens not comply with Chester’s advice, then they would be judged guilty of criminal neglect of their solemn duty.  With a British army garrison of  110 men from Pensacola guarding Fort Bute at Manchac, a British ship with a crew of 150 men, and 200 British militia protecting Natchez, loyalist settlers finally felt secure.  Thus renewed, British presence also stopped the flow of goods between New Orleans and Fort Pitt.

The Willing Expedition had aroused British loyalists along the river to such extent that Willing could no longer return to Philadelphia via the Mississippi.  And, the longer Willing remained in New Orleans, the less Gálvez and Pollock wanted to deal with him.  Gálvez was highly incensed when Willing circumvented the governor’s prerogatives by issuing a proclamation to Americans living in New Orleans.  The proclamation not only violated Willing’s oath, a condition of his being allowed to remain in New Orleans, it was also a violation of Spanish sovereignty.  But if the rift between Willing and Gálvez was significant, the break with Pollock was even worse.  With some justification, Willing criticized Pollock for his poor administration and questionable financial accounting[19].  Willing’s unpaid marauders were displeased to the point of deserting in large numbers.  It was only the consistent discipline and fair treatment of Lieutenant Harrison and Lieutenant George that kept most (not all) marines on duty.  In any case, Pollock was anxious to be rid of Willing and did not hesitate to express his annoyance with Willing in his reports to Congress.

Hoping for James Willing’s departure from New Orleans was one thing; witnessing his departure was another.  Effectively, Captain Willing had become a prisoner in New Orleans, but he had no one to blame but himself.  It was his actions that caused the British to block the Mississippi.  Willing had but two options for returning to Philadelphia: an overland march, or by sea.  Willing had no interest in walking back to Pennsylvania.

By mid-June, Oliver Pollock decided he’d had enough of James Willing and formally petitioned Governor Gálvez to allow work to proceed on Morris so that it might carry Willing and his men back to Philadelphia.  Without much consideration, Gálvez consented and the ship’s refit was soon started.  Unhappily for both Gálvez and Willing, the refit project experienced several delays.

Fed up with life in New Orleans, Lieutenant George and Lieutenant Harrison requested the governor’s permission to leave New Orleans via the overland route.  Governor Gálvez gave his consent conditionally: George and Harrison had to give their oath not to cause further dismay to any British subject.  Having offered their oaths, the officers soon departed.  After a year of overland travel, the marines finally returned to Fort Pitt.  After the marine detachment was officially disbanded, George accepted an appointment as a captain of an artillery in the Continental Army.

Accompanied by Lieutenant McIntyre, James Willing finally departed New Orleans in mid-November carrying dispatches for the Continental Congress.  The ship, however, was captured by a British privateer off the coast of Delaware and Willing was taken as a prisoner to New York where he remained until exchanged for British Lieutenant Governor Henry Hamilton.  Some historians contend that Willing spent two years as a prisoner of war.  If this is true, when one considers his many depredations imposed on Mississippi River settlements, then a reasonable man might conclude that his internment was warranted.

James Willing died at his home in Haverford Township, Pennsylvania in 1801.  He was 51 years old.  For additional insight into the corruption of early-American officials, see also:  James Wilkinson, Image of Respectability.  The amount of dishonesty during the Revolutionary and early founding periods of the United States could lead one to conclude that as despicable as James Willing was, he had much in common with more than a few of our founding fathers.

Sources:

  1. DuVal, K. Independence Lost: Lives on the Edge of the American Revolution.  Random House, 2016.
  2. Eron, R. Peter Chester, Third Governor of the Province of West Florida Under British Domination 1770-1781.  Jackson: University of Mississippi Press, 1925.
  3. Haynes, R. V. The Natchez District, and the American Revolution. Jackson: University of Mississippi Press, 2011.
  4. James, A. J. Oliver Pollock, Financier of the Revolution in the West.  Mississippi Historical Review, 1929.
  5. Smith, C. R. Marines in the Revolution: A History of the Continental Marines in the American Revolution.  Washington: History and Museums Division, Headquarters, U. S. Marine Corps, 1975. 

Endnotes:

[1] Attributed to Julius Caesar, De Bello Civille.

[2] The same thing is happening today within the so-called Progressive Movement; modern conservatives (the classic liberals of the colonial era) are being regularly attacked because of their values.  Progressivism, as it turns out, is not very enlightened.

[3] It is impossible to say the pessimists were completely wrong about the level of political corruption in America.

[4] Followers of Oliver and James De Lancey.  Oliver was a wealthy merchant, politician, and British Provincial soldier; James was his nephew.

[5] Modern leftists define “patriotism” as an anti-government “far right” movement.  In 1775, it was a far-left movement.

[6] Robert Morris, Jr., (1734-1806) was an English-born financier who served in the Pennsylvania legislature, the Second Continental Congress, and the United States Senate.  He was a signer to the Declaration of Independence, Articles of Confederation, and the U. S. Constitution.

[7] According to his “friends and neighbors” in Natchez, Mr. Willing drank too much, talked too much, and thought too little.  This may be a fair assessment.

[8] O’Reilly (1723-1794) was born in Ireland became the Inspector-General of Infantry in the Spanish Empire, served as Captain-General and the second Spanish governor of Louisiana, and the first official to exercise power in Louisiana after France ceded it to Spain.  He was later made a count of Spain but known to creoles as “Bloody O’Reilly.”

[9] The older brother of William Rogers Clark.  A surveyor and militia officer who became the highest-ranking officer of the Revolution in the western frontier.  Most of his accomplishments occurred before his 40th birthday; subsequently, his drinking and indebtedness destroyed his reputation.  When Virginia refused to pay him for his Revolutionary war  expenses, he turned his attention toward the Spanish as a source of income, but mostly through questionable land speculation schemes.  His is not one of the great American stories of our founding years.

[10] James Willing is not listed as a commissioned officer of the Continental Navy.

[11] The title claimed was something Willing made up.  There is an organization today with a similar title claiming to consist of ten states, five provinces of Canada, and Guam.  ISA announced its independence in 2007 where its officials all wear tin foil hats.

[12] What the Continental Congress did not want was a sizeable expedition to West Florida to attack Pensacola and Mobile, an ambitious plan that had the support of Benedict Arnold.  Congress decided instead on a more modest expedition and placed Willing in charge of it.

[13] I’m not sure how to respond to questions about the naming convention involve with this vessel, but Rattletrap was purchased from John Gibson for 300 pounds in Pennsylvania currency.  It was a galley-type vessel with ten oars, and she/it was armed with two ¾-pound swivel guns.

[14] A long, light, flat bottom boat with a sharply pointed bow and stern.

[15] Colonel Hutchins was a retired British Army officer whose grant of land for military  service was 250,000 acres.  His home was located at White Apple Acres, which he occupied in 1773.  He served as a representative representing the Natchez district in the provincial assembly in Pensacola in 1778.  At times during the Willing Expedition, Hutchins was the de facto governor of the Natchez district.  He remained active in political and military affairs in present-day Mississippi for many years.

[16] Despite Spanish law, which forbade commerce with foreigners.

[17] The British were hardly in a position of strength in West Florida.  Eventually, Gálvez would seize both Pensacola and Natchez (1779).

[18] Both Robert Elliott and Daniel Longstreet’s names appear in the lineal list of officers of the Continental Navy and Marine Corps.

[19] Pollock was, as previously stated, a businessman whose every action was motivated by profit.  He is not remembered as a man having an abundance of scruples.

Dangerous Dan

Fairbairn Sykes 001Born in Herefordshire, England in 1885, William E. Fairbairn illegally joined the British Royal Marines in 1901.  He was only fifteen years old.  He so much wanted to join the Marines that he somehow convinced his recruiter to falsify his paperwork.  Upon completion of his initial training, Fairbairn was immediately sent to Korea where he got his first taste of close combat.  Along with getting battle-tested in war, Fairbairn realized that his very life could depend upon his ability to defend himself with bayonet or fighting knife.  He began studying martial arts disciplines that originated in Korea.  It was the beginning of his effort to become a master of combat.

In 1907, the British Legation Guard seconded Fairbairn to the International Police Force in Shanghai; it was the toughest assignment a police officer could get.  As a junior officer, he was assigned to one of the cities red-light districts.  It was also the most dangerous part of the most dangerous city in the entire world.

Shanghai’s inner-city warlords controlled the gangs of outlaws; they, in turn, ran large areas within the city.  These were seriously dangerous men who would brook no competition from either gangsters or police officers.  The gangs ran everything illegal, from deviant behavior and opium to the kidnapping and ransom of the children of wealthy parents, to cold-blooded murder.

Not long after arriving in Shanghai, Officer Fairbairn was patrolling in the brothel district when he encountered a gang of criminals who threatened his life.  They threatened the wrong man.  Fairbairn attacked these gangsters, but he was quickly overwhelmed by their numbers and he received a life-threatening beating.  When he woke up in the hospital days later, Fairbairn noticed a plaque near his bed advertising the services of one Professor Okada, a master of jujitsu and bone setting.  Through many hours of off duty study, William Fairbairn earned a black belt in both jujitsu and judo.

Fairbairn 002Fairbairn (pictured left) served 30 years with the Shanghai police.  In this time, he was involved in over 600 encounters with armed and unarmed assailants.  His innate courage, determination, and acquired skillset in hand-to-hand combat always took him through to safety.  On one particular evening, Fairbairn entered into another dangerous situation with a Japanese officer and fellow expert in the martial arts.

At this time, extreme hostility existed between China and Japan.  As Fairbairn approached and greeted the Japanese officer, he noticed that there were around 150 Chinese men and women sitting bound on a nearby Japanese naval vessel.  When Fairbairn inquired what was in the offing, the Japanese officer informed him that the Chinese persons were going to be executed.  Fairbairn insisted that the Japanese officer release the Chinese at once and he would take them into custody.  The Japanese officer refused.

Calmly, with a measured voice, Fairbairn warned the Japanese officer, paraphrasing: Do what you have to do, but one day we’ll meet again, and I’ll make sure you pay for this wrongdoing.  The Japanese officer released all prisoners to Fairbairn.

Over many years, Fairbairn acquired practical knowledge in the field of law enforcement, self-defense, and close combat.  He decided to incorporate his experiences into a new practical street defense system.  He called it Defendu.  He borrowed from various martial arts and included his own “down and dirty” non-telegraphic strikes that were easy to apply and highly practical and effective in real-world situations.  Defendu also included various kicks, mainly designed to damage an attacker’s legs and knees.

In addition to his hand-to-hand combat skills, Fairbairn also developed new police weapons and equipment (bullet-proof vests, batons), firearms training courses, and specialized training for police anti-riot forces.

In 1939, the British Secret Service recruited Fairbairn and commissioned him as an army officer.  Shortly after, with his demonstrated skills, colleagues and superiors alike began referring to Fairbairn as “Dangerous Dan.”  He, along with fellow close-combat instructor Eric Sykes, received commissions as second lieutenants on 15 July 1940.  Fairbairn and Sykes trained British, American, and Canadian commando units, including American ranger forces, in such areas as close-combat, combat shooting with the pistol, and knife fighting techniques.  Lieutenant Fairbairn was quite plain in his instruction: dispense immediately with any idea of gentlemanly rules of fighting.  His admonition was, “Get tough, get down in the gutter, win at all costs.  There is no fair play.  There is only one rule—kill or be killed.”

There are those today who never heard of William Fairbairn or Eric Sykes, but they may have heard of their most erstwhile invention: The Fairbairn fighting knife, also called commando knife … a stiletto-type dagger used by the British Special Forces in World War II.  Given all his combat-related innovations, some have suggested that William Fairbairn might have been the inspiration for Ian Flemings’ Q Branch in the James Bond novels and films.

Biddle AJD 001Significantly, Fairbairn also influenced training in the U. S. Marine Corps.  Anthony J. D. Biddle, Sr., (1874-1948) (shown right) was a millionaire, the son of Edward Biddle II, the grandson of Anthony Drexel, and the great-grandson of Nicholas Biddle —bankers and industrialists all.  His wealth enabled him to pursue the theater, writing, and Christianity on a full-time basis.  A. J. D. Biddle was the basis of the book and play titled My Philadelphia Father, and the film The Happiest Millionaire.  As a United States Marine, Biddle trained men in the art of hand-to-hand combat in both World War I and World War II.  He was a fellow of the American Geographical Society and founded a movement called Athletic Christianity.  In 1955, Sports Illustrated magazine called him boxing’s greatest amateur and a major factor in the re-establishment of boxing as a legal act and an estimable sport.

Colonel Biddle, as an expert in close-quarters fighting, wrote a book entitled Do or Die: A supplementary manual on individual combat.  It instructed Marines and members of the Federal Bureau of Investigation on combat methods with open hand fighting, knife fighting, and bayonet fighting.  Within the book Do or Die, Biddle wrote in the Imprimatur, “Now come the very latest developments in the art of Defendu, originated by the celebrated Major W. E. Fairbairn, Assistant Commissioner of the Shanghai Municipal Police, and of jujitsu as shown by Lieutenant Colonel Samuel G. Taxis, U. S. Marine Corps, formerly stationed in Shanghai, who was an instructor in these arts.  Following a series of conferences with Colonel Taxis, several of his particularly noteworthy assaults are described in Part III of this manual.  Major Fairbairn is the author of the book, Get Tough.

Despite his lethal capabilities, Dangerous Dan was a well-mannered gentleman who never drank alcohol, never used profanity, and never boasted of his ability or accomplishments.  William Ewart Fairbairn passed away on 20 June 1960, aged 75, in Sussex, England.

Sources:

  1. Biddle, A.J. D. Do or Die.  Washington: The Leatherneck Association, Inc., 1937
  2. Fairbairn, W. E. Get Tough.  New York: Appleton-Century Company, 1942
  3. Fairbairn, W. E.   Shanghai: North China Daily News and Herald, 1926
  4. Fairbairn, W. E., and Eric A. Sykes. Shooting to Live.  London: Oliver & Boyd, 1942.
  5. Lewis, D. The Ministry of Ungentlemanly Warfare: How Churchill’s Secret Warriors Set Europe Ablaze and Gave Birth to Modern Black Ops.  Kindle edition online.

A Short History of the Royal Marines

US:UK EnsignWhat is a Marine?  The short answer would be a specialized member of the armed forces who participates in efforts to project naval power ashore. What makes a Marine stand out from a regular soldier and sets him apart from any other fighting organization isn’t just a matter of how they’re trained, the equipment they use, or their tactical skills.  It is the fighting spirit that lives within each Marine —and this is what drives a Marine to accept nothing less than victory in all lethal situations.  It is the determination to win, the eagerness to fight, and the high standard of excellence they demand of themselves and each other that makes a Marine unique.  Their battle record speaks for itself.

Marines are, by definition, an expeditionary force in readiness who are deployed at a moment’s notice to quickly and aggressively win their nation’s battles.  Marines have a long history of developing expeditionary doctrine and amphibious innovation that sets the standard for all other branches of military service.  In projecting naval power into a hostile environment, Marines rely on their superior training, their self-confidence, their discipline, and each other to win the day.  Toward this end, Marines are trained to improvise, adapt, and overcome every obstacle in whatever situation they encounter.  They are not only willing to engage any enemy force; they are also determined to defeat them until national victory has been achieved.  Marines have but one mission: fight, and win.

Of all Marine organizations that exist in the world today, only two stand out: United States Marines, and their British counterparts—the Royal Marines.

RM 001 BadgeThe story of the Royal Marines began on 28 October 1664 when Great Britain formed the Duke of York and Albany’s Maritime Regiment of Foot.  It soon became known as the Admiral’s Regiment. The Holland Regiment (later called The Buffs) was also raised to serve at sea on 11 July 1665.  Both regiments were paid for by the Admiralty.  John Churchill, later 1st Duke of Marlborough, was a famous member of The Buffs.  Additionally, a company of foot guards served as Marines to augment the Admiral’s Regiment during the sea battle at Sole Bay in 1672.  The Holland Regiment was disbanded in 1689 after James II was deposed during the so-called Glorious Revolution.

Two maritime regiments of the British Army were raised in 1690 —the Earl of Pembroke’s and Torrington’s Regiments, later designated Lord Berkeley’s Regiment.  These Marines participated in an opposed landing during the Williamite War in Ireland at Cork on 21 September 1690, John Churchill commanding.  The Marine Establishment was reformed in 1698.  Two existing regiments became a single regiment under Thomas Brudenell, and the foot regiments under William Seymour, Edward Dutton Colt, and Harry Mordaunt were converted to Marine regiments —all of which were disbanded in 1699.

In 1702, six regiments of Marines and six Sea Service Regiments of foot were formed to participate in the War of Spanish Succession.  While on land, the Marines served under Brigadier General William Seymour; while at sea, they fell under the authority of the senior naval commander and the captain of the ship to which assigned.  The Admiral’s Regiment first distinguished itself in 1704 when the Marines captured the mole [1] during the assault on Gibraltar.  British and Dutch Marines later defended the fortress from counterattack.  After the Treaty of Utrecht in 1713, three Marine regiments were transferred to the army, where they were designated as the 30th, 31st, and 32nd Regiments of Foot.

RM 001A Uniform
Painting of an early maritime officer.

The Admiral’s Regiment was redesignated as His Majesty’s Marine Forces on 5 April 1755; fifty companies were organized into three divisions, placed under the command of the Admiralty, and stationed at Portsmouth, Chatham, and Plymouth.  Note: shown left, a painting of an early Maritime officer.

British Marines were not the first naval infantry to emerge in Europe.  They were preceded by the Spanish Infanteria de Marina (1537), Venice’s Fanti da Mar (1550), the Portuguese Marine Corps (1610), and the French Troupes de Marine (1622).  The British, in turn, established a regiment of (3,000) American Colonial Marines during the War of Jenkins’ Ear, around 1739.

In the early days, all field-grade officers of the Marines were serving officers in the Royal Navy.  Because the Admiralty believed that the top field officer ranks were largely honorary posts (which was also true in the Army), the farthest a field officer could advance was to lieutenant colonel.  It was not until 1771 that the first Marine officer was promoted to colonel, but this situation persisted well into the 1800s.  In any case, British Marines performed numerous amphibious landings throughout most of the 18th Century.  Among the more famous was the landing at Belle Isle [2] in 1761.  British Marines also served during the American War of Independence.  A company of Marines under Major John Pitcairn broke rebel resistance at Bunker Hill and took possession of the American’s redoubt.  When Royal Navy ships were becalmed, Marines often took to ship’s boats to repel attackers during blockade operations.  On the day that Captain James Cook was killed in Hawaii (14 February 1779), he had with him four British Marines: Corporal James Thomas, Private Theophilus Hinks, Private Thomas Fatchett, and Private John Allen.

In May 1787, four companies of Marines under Major Robert Ross accompanied the First Fleet [3] to protect a new colony at Botany Bay (New South Wales).  Due to a gross oversight, the First Fleet departed Portsmouth without its main supply of ammunition, cartridge paper, and flintlock tools.  The oversight was noted early in the voyage and a dispatch sent back to England that the missing supplies be urgently forwarded to the fleet.  Captain William Bligh was assigned this mission while in command of HMS Bounty.  Ten thousand rounds of ammunition were obtained from Rio de Janeiro, but these stores were still inadequate and in time, the Marines would find themselves in difficult circumstances.  A full measure of stores was never sent to the First Fleet.

In total, the Marine contingent of four companies included 212 Marines; of these, 160 privates.  Marine strength was based on the advice of Mr. Joseph Banks, who counselled the British government that local Aborigines were few and retiring by disposition.  Upon their arrival at New South Wales, Captain Arthur Phillip, Royal Navy, found that the natives were populous and aggressive.  Within a year, Aboriginals had killed 6 of the First Fleet and wounded scores of others. Marines were ordered to expand the initial settlement area at Sydney Cove and organize farming operations at Parramatta.  When Aboriginals contracted smallpox, some journalists claimed that the British Marines deliberately spread the disease.  Most modern scholars regard this as uncorroborated bunk, however.

At the instigation of Admiral John Jervis, 1st Earl of St. Vincent in 1802, His Majesty’s Marine Forces were titled Royal Marines by King George III.

Up until 1804, the Royal Artillery Regiment had provided artillery support to the British Marines.  A lawsuit by a Royal Artillery Officer led a civil court to declare that Army officers were not subject to Navy regulations or the orders of Naval officers.  Accordingly, Royal Marine Artillery was added to the Royal Marines in that very same year.  They were referred to as “Blue Marines” because these forces retained the blue coats of the Royal Artillery Regiment.  In contrast, the Royal Marines dressed in scarlet coats (as did the British Army).  They were called “Red Marines” or, more derisively, Lobster backs by the unenlightened naval ranks.

During the Napoleonic Wars, Royal Marines took part in every notable naval battle on board Royal Navy ships, executed amphibious raids, provided security aboard ship, maintained discipline among the crew, engaged enemy crews with long rifles, and led boarding parties.

The number of Marines assigned to Royal Navy ships depended on the size of the ship, but Marine strength was usually maintained at a ratio of one Marine per ship’s gun, plus officers commanding.  A “first rate ship of the line” would have a compliment of 104 Marines; a 28-gun frigate would have 29 Marines.  Between 1807 and 1814, a total of 31,400 men served in the Royal Marines but given the size of the Royal Navy during this period, and the missions assigned to the Royal Navy, British Army detachments frequently served aboard Navy ships to augment the Royal Marines.  Seaborne operations frequently included blockading French ports and conducting amphibious raids against French signal communications stations and other operations designed to harass the enemy.

In the Caribbean, freed French slave volunteers formed the 1st Corps of Colonial Marines to help bolster the ranks of Royal Marines.  This practice was repeated during the War of 1812, when escaped American slaves were formed into the 2nd Corps of Colonial Marines.  These men were commanded by Royal Marine officers and fought alongside their regular Marine counterparts at the Battle of Bladensburg (August 1814).  During this battle, a detachment of Royal Marine Artillery under Lieutenant John Lawrence deployed Congreve rockets [4] with telling effect against American militia.  A battalion of Royal Marines augmented the 21st Regiment of Foot during the burning of Washington.  They did not torch the U. S. Marine Corps Barracks at 8th & I Streets, however.

During the War of 1812, Royal Marines frequently operated in the Chesapeake Bay, including operations up the Penobscot River.  This was a composite battalion, formed from several ship’s detachments, serving under Captain John Robyns [5].  A smaller organization of Royal Marines, numbering around 100 troops, served under captains John T. Wilson and John Alexander Phillips that augmented the British Army force of 700 men under Major Thomas Adair, who successfully led an attack against the west bank of the Mississippi River.  This was Britain’s only success at New Orleans.  These same Marines later helped to capture Fort Bowyer in Mobile Bay —the last action of the War of 1812.

In 1855, the Royal Marines were renamed the Royal Marines Light Infantry (RMLI).  A slight modification to this designation was affected in 1862: Royal Marine Light Infantry.  After 1850, the Royal Navy saw limited service at sea until 1914.  During this time, Naval planners became more interested in the concept of Naval Brigades, which is to say Royal Marines, augmented by artillery, who would make amphibious landings ahead of naval infantry and conduct skirmishes —a traditional function of light infantry.  For most of their history, the Royal Marines have functioned as fusiliers (riflemen).  In this capacity, they served with distinction during the First and Second Opium Wars (1839-1860) in China.  Every engagement in China was successful save one: when British Admiral Sir James Hope ordered the Marines to make a landing across a wide expanse of mud flats.  I will forego any comment about Admiral Hope’s leadership ability.

RM 002 Boxer Rebellion
Royal Marines during the Boxer Rebellion

Royal Marines, along with their American counterparts, played a prominent role during the Boxer Rebellion in China in 1900.  See also: Send in the Marines!

Pursuing a career in the Royal Marines was considered “social suicide” through much of the 18th and 19th centuries.  Royal Marines had a lower standing than their counterparts in the Royal Navy [6].  In 1907, the British government reduced professional differences between the Royal Navy and Royal Marines.  In time, the Royal Marines were elevated to a position of respect within the British forces, although sharing a pint of ale with British Army veterans, one might come away with an entirely different point of view.  What British soldiers have never understood, however, is that ARMY stands for “Aren’t Ready to be Marines Yet.”

During the first part of the 20th century, the role of the Royal Marines remained traditional, that is, providing shipboard infantry for security, boarding parties, and amphibious raids.  The Marines’ other traditional role while aboard Royal Navy ships was manning gun turrets on battleships or cruisers.

During World War I, Royal Marines landed with the Royal Navy Division in Belgium in 1914 to defend Antwerp.  They later participated in the amphibious landings at Gallipoli in 1915 and conducted the Zeebrugge Raid in 1918.  After this “war to end all wars,” Royal Marines took part in the allied intervention in post-Revolutionary Russia.  In 1919, the 6th Battalion mutinied and was disbanded in disgrace.

RM 002In 1922, during post-war demobilization, the Royal Marines were reduced from a strength of 55,000 to around 15,000.  To further reduce the costs of maintaining this force in readiness, Royal Marine Artillery (RMA) and Light Infantry units were consolidated in June 1923.  Even so, tremendous political pressure was applied to disbanding the Royal Marines altogether.  As a compromise, opposing politicians agreed to a Royal Marine organization of 9,500 troops.  To accomplish this, the RMA was deactivated; henceforth, the title Royal Marine would apply to the entire Corps.  Artillery organizations would be part of the force structure, but on a much smaller scale.  After consolidation, the Royal Marine full-dress uniform became dark blue and red; Royal Marine officers and SNCOs continue to wear scarlet uniforms as part of their mess dress kit.  The rank structure was also modified.  The private of infantry and gunner of artillery were replaced by the rank of Marine.

In World War II, Royal Marine shipboard detachments continued to make amphibious raids with limited objectives, such as accepting the surrender of French Axis forces.  Initially, Royal Marine infantry units were organized as Mobile Naval Base Defense Organizations (which were similar to U. S. Marine Corps’ Advanced Base Defense Battalion).  The MNBDO’s took part in the defense of Crete, Malaya, and Singapore.

RM 004 WW IIIn 1942, Royal Marine infantry battalions were reorganized as commando units.  The Division command structure became a Special Service Brigade command.  In total, four Special Service (Commando) Brigades were raised during World War II.  Nine RMC battalions were created, numbered from 40 Commando to 48 Commando.  Brigades were task organized, which means that Royal Marine commando organizational structure depended on their assigned mission.  In the early years, British Army units served alongside the Marines within Commando Brigades.  Support troops served as landing craft crew and saw extensive action on D-Day in June 1944.  In January 1945, an additional two RM brigades were formed, both organized as conventional infantry.  Of these, only one saw any action during World War II.

Several Royal Marine officers served as pilots during the World War II, one of these leading the air attack that sank the German warship Konigsberg.  Eighteen RMOs commanded fleet air squadrons, and after the formation of the British Pacific Fleet, Royal Marine aviation assets were well-represented in final operations against Japan.  Squadron commanders were usually captains and majors.  Lieutenant Colonel R. C. Hay commanded an air group on board HMS Indefatigable.  Meanwhile, Royal Marine detachments continued to serve aboard Royal Navy cruisers and battleships.

During World War II, the Victoria Cross [7] was awarded to only one Marine: Acting Corporal Thomas P. Hunter, aged 21 years, of 43 Commando, during combat operations at Lake Comacchio, Italy.  On 2 April 1945, Hunter commanded a Bren gun (light machine gun) section.

RM 004 T P Hunter
Corporal Thomas Peck Hunter, RM

According to the citation for this award, 43 Commando was advancing to its final objective and was within 400 yards of an east-west canal.  Corporal Hunter observed that the enemy was entrenched around a group of houses south of the canal and realized that his troops, who were following in trace of his advance, would soon be exposed to enemy fire in an area devoid of cover or concealment.  Seizing his light machine gun, Hunter charged alone across two hundred yards of open ground.  The Germans engaged Hunter with no fewer than nine automatic weapons.  Attracting enemy fire away from his men, and demonstrating a complete disregard for his own safety, Corporal Hunter assaulted the German position while firing from the hip, changing magazines as he ran, killing several of the enemy and clearing houses of all enemy troops.  Six German soldiers surrendered to him, while the remaining enemy fled across a footbridge to the north bank of the canal.  Taking a position atop of pile of rubble, Corporal Hunter engaged the enemy’s new positions with deadly accurate fire while encouraging his men to take up secure positions within the cluster of houses.  It was then that Corporal Hunter received the bulk of enemy’s fire and he was killed.  Corporal Hunter is remembered at ten separate locations throughout the United Kingdom.

In 1946, British Army Commandos were disbanded, leaving the Royal Marines to continue the commando role (with supporting army elements).

Drysdale 002
LtCol Douglas B. Drysdale, RM

At the outset of the Korean War, 41 Commando was reformed for service with the United States Navy.  After the landing of the X Corps at Wonsan, 41 Commando joined the 1st U. S. Marine Division.  41 Commando formed the nucleus of Task Force Drysdale under Lieutenant Colonel Douglas B. Drysdale, Royal Marines, with one US Marine Corps rifle company and one US Army rifle company, and attachments of rolling stock and fought their way from Koto-ri to Hagaru-ri after the Chinese erected blockades along the north road.  It then took part in the epic Battle of the Chosin Reservoir.  41 Commando subsequently implemented several raids against Communist Chinese forces.  The Royal Marines were withdrawn from the Korean conflict in 1951.  For its service in the Korean War, 41 Commando was awarded the United States Presidential Unit Citation and Colonel Drysdale received the Silver Star Medal for valor.

Between 1948 and 1960, elements of the Royal Marines participated at various times and places in the Malayan Emergency [8].  In 1955, 45 Commando was dispatched to Cyprus to undertake anti-terrorist operations against Greek Cypriot insurgents.  In 1956, 3 Commando Brigade with 40, 42, and 45 Royal Commando took part in the Suez Crisis. This event marked the first time the Royal Marines employed helicopters in vertical assault operations.  British and French forces ultimately defeated the Egyptians, but US diplomatic activities helped to defuse the crisis.  40 and 41 Commando were sent to Borneo at various times to help defuse tensions between Indonesian-Malayan belligerents.  In January 1964, elements of the Tanzanian Army mutinied.  The United Kingdom responded by dispatching 41 Commando from Devon and landing Royal Marine elements from HMS Bulwark.  The Tanzanian revolt was put down rather quickly, but it took another six months to disarm rebel elements of the Tanzanian military.

Royal Marine units regularly deployed to Northern Ireland to help contain that conflict.  Referred to as “the Troubles,” the Northern Ireland conflict lasted from 1969 through 1998.  In total, 24 Royal Marines died as a result of protestant snipers and bombers.

Between 1974 and 1984, the Royal Marines undertook three United Nations peacekeeping tours of duty in Cyprus.  The first was operation took place after the Turkish invasion in November 1974.  41 Commando took over responsibility for the Limassol District from the 2nd Battalion Guard’s Brigade.  41 Commando was the first Royal Marine unit to wear the light blue beret of the United Nations Command.

RM 003 Falklands
The Battle for Stanley

When Argentina invaded the Falkland Islands in April 1982, the United Kingdom dispatched a task force to recapture them, which given the necessity for an amphibious assault, included the Royal Marine Commando.  British troops landed at San Carlos Water on East Falkland and moved across the entire island to the capital city of Stanley.  In Royal Marine parlance, the troops “yomped” across the Falklands, which means a long-distance force march in full kit.  Stanley fell to the Brits on 14 June 1982.  Major General Jeremy Moore, Royal Marines, commanded the land forces in the Falklands Conflict.

During the 1991 Gulf War, 24 Marines from Kilo Company, 41 Commando served as six-man raiding teams aboard Royal Navy destroyers and frigates.  They were mainly used as ship boarding parties.  Elements of 3 Commando Brigade were deployed to provide aid and protection to Iraqi Kurds in Northern Iraq as part of Operation Safe Haven.

RM 007
Royal Marine Commando, Helmand Province

After the turn of the century, Royal Marines began converting from their light-infantry role towards an expanded force-protection role.  The British refer to this reorganization as Commando-21: the establishment of two battalion-sized commando units (which included 40 Commando and 45 Commando.  Each organization consists of six company sized units, and these organized into “troops,” (platoons).  The change has given the Royal Marines more firepower, greater mobility, better access to intelligence, and more operational flexibility.  The size of each commando is roughly 692 of all ranks.  41 Commando has taken on a specialized maritime mission since 2017 under the auspices of 3 Commando Brigade.

Now approaching the end of the second decade of the 21st Century, Royal Marines and their American counterparts have never been closer.  They share a tradition, a similar mission, and the title Marine goes a very long way in defining who they are.  To cement this tie, British flight officers have begun training alongside Marine Corps aviators; US Marine officers serve in exchange billets in the United Kingdom, and lately, junior Royal Marine officers (three so far) have begun serving 18-month tours within US Marine Corps ground units.  US Marine Corps lieutenants have not yet started serving in similar capacities in the United Kingdom, but it is likely that this will happen in the future.

Sources:

  1. Ballantyne, I. Strike from the Sea.  Annapolis: Naval Institute Press, 2004
  2. Chappell, M. Wellington’s Peninsula Regiments.  Oxford: The Oxford Press, 2004
  3. Moore, J. The First Fleet Marines.  Queensland: University of Queensland Press, 1989
  4. Mountbatten, L. Combined Operations: The Official Story of the Commando.  New York: Macmillan Company, 1943
  5. Poyntz, W. H. Per Mare, Per Terram: Reminiscences of Thirty-two Years’ Military, Naval, and Constabulary Service.  London: Print & Publishing Company, 1892
  6. Thompson, J. The Royal Marines, from Sea Soldiers to a Special Force.  London: Pan Books, 2001

Endnotes:

[1] A mole is a massive stone structure constructed to serve as a pier, a breakwater, or causeway between bodies of water.

[2] The operation at Belle Isle was an amphibious expedition intended to capture the French island off the Brittany coast during the Seven Years’ War.  The initial attack was repulsed, but a second landing forced a beach head.  After a siege of six weeks, the French surrendered (as they almost always do) and this gave the British total control of the island.  Belle Isle was returned to French authority after the Treaty of Paris in 1763.

[3] The First Fleet consisted of eleven ships that departed from Portsmouth, England on 13 May to establish a penal colony that became the first European settlement in Australia.  The fleet involved two Royal Navy vessels, three store ships, and six convict transports carrying between 1,000 to 1,500 convicts, Marines, seamen, civil officers, and free people.  From England, the fleet sailed to Rio de Janeiro, east to Cape Town and then to Botany Bay … arriving between 18 to 20 January 1788.

[4] The Congreve rocket was designed and developed by Sir William Congreve in 1804; it was an adaptation of the Mysorean rockets used against the British in India.  By 1813, there were three classes of Congreve rockets: heavy, medium, and light.  Heavy rockets consisted of between 100 and 300 pounds but were generally regarded as too cumbersome to use in the field.  Medium rockets were between 24 and 42 pounds, and from two to four feet in length.  Light rockets were between 6 and 18 pounds and from 16 to 25 inches in length.  Medium and light rockets could be case shot, shell, or explosive.

[5] Major General John Robyns, Royal Marines, (1780-1857) served with distinction during the Napoleonic Wars, including Martinique, and the War of 1812.  In America, Robyn faced off against the U. S. Marines at Bladensburg, Washington, Baltimore, and New Orleans.

[6] This was true in the United States, as well.  My grandmother was devastated when I joined the U. S. Marine Corps in 1962.  Every member of my family up until then had served in the Army.  It wasn’t until 1965 when my uncle (my grandmother’s son, a career army NCO) was able to convince her that the Marines was the right choice for me.  I was, at the time, a very proud and somewhat cocky corporal of Marines.  By the time I received my commission in 1975, Grandmother had fully embraced my service and bragged to her few remaining friends that her grandson was a United States Marine.

[7] The Victoria Cross is the United Kingdom’s highest and most prestigious award for gallantry in the face of the enemy.

[8] Following World War II, British authorities attempted to form the Malayan Union.  Their goal was to create a state wherein all citizens (Malay, Chinese, and Indian) would have equal stature, but many ethnic Malayans, along with regional rulers, rejected this scheme.  Armed insurgency first occurred on 16 June 1948 when three of four targeted plantation managers were assassinated.  The ensuring guerrilla war involved pro-communist, anti-British forces who engaged in terror tactics like those employed by the Viet Cong during the Viet Nam War.  Nearly 12,000 people lost their lives in this 12-year conflict.

Vietnam Counterinsurgency

Phoenix 001Designed by the Central Intelligence Agency, the Phoenix program evolved into a cooperative effort between US, South Vietnam, and the Australian military.  It was designed to identify and destroy Communist Viet Cong infrastructure through infiltration, capture, interrogation, and assassination.  This all may sound hideous now, but in the late 1950s and the next ten years, some of the worst abominations were committed against innocent peasants by the Viet Cong.  To stabilize the South Vietnamese government, it was necessary to find out who these people were, and deal with them.

This is precisely what the Phoenix program did.  By 1972, Phoenix operatives had neutralized a bit under 82,000 suspected Viet Cong operatives, informants, and shadow-government cadres.  Sounds bad, I suppose.  Yet, at the same time, Viet Cong murdered 34,000 South Vietnamese village officials, innocent by-standers, and district or provincial civil servants.  As soon as the NVA and VC units had seized Hue City in 1968, they immediately began rounding up and killing civil servants, priests, teachers, any foreigner they could find, and anyone found at the US Special Forces compound.

History doesn’t change, only man’s perceptions of it.  Those who have never placed themselves in harm’s way are quick to criticize the program’s methods and results, never thinking what a blight upon humanity the Viet Cong were.  And by the way, I was in Vietnam in 2012; the deportment of Vietnamese uniformed personnel toward any and all foreigners hasn’t changed from the days when NVA and VC contemptuously beheaded fallen soldiers and marines.  The communists were then, and remain now, pure evil.

The main players in the Phoenix program were the CIA (in a supervisory role), USMACV (both military and civilian agencies), the government of South Vietnam, and the Australian special forces.  Speaking of this today, there appears three points of view: (1) Phoenix was a low-cost, well-coordinated, targeted effort to eliminate a ruthlessly vile enemy; (2) It was a counterinsurgency program run amok, and (3) A balanced analysis of historical fact.

Let’s take a look at it—because there are consequences to every human decision.  In history, we sometimes refer to these decisions and their resulting actions as “causes and effects.”  There may be one or more causes of an event, and these may produce any number of effects. Whenever we make important decisions, we hope (and sometimes pray) that there are no unintended consequences.  It does happen—and while there is not a lot we can do once Pandora’s box is opened, we should at least learn important lessons from our foopahs.

Background

A sense of nationalism (national and cultural unity) began in Vietnam around 3,000 years ago—at a time when the Vietnamese lived in two independent kingdoms.  Since then, the Vietnamese have constantly rejected (often through war) foreign meddling by the Chinese, Champs, Khmers, Siamese, French (twice), Japanese, internal civil strife, and then finally, the Americans.

Before World War II, Vietnam was colonized and brutalized by France.  By the time the Japanese enveloped Indochina, France was an ally of Japan and Germany.  Throughout Japanese occupation, an official French presence remained in Hanoi (even if it was ignored by the Japanese).  In September 1945, the Japanese Empire was defeated.  France quickly moved to recover its former colony. Vietnamese Nationalists had a different preference.

One of these nationalists was a communist named Ho Chi Minh (not his real name).  He wasted no time announcing the creation of the Democratic Republic of Vietnam.  It was a short-lived republic, however.  Nationalist Chinese and British occupation forces sided with the anti-communist Vietnamese who, having had enough slavery under French colonialism, rejected slavery under a communist regime.  Anti-communist Vietnamese were well-aware of what Stalin did to the Russian people between 1924 and 1945.

Vietnam held its first national assembly election in 1946.  Central and northern Vietnamese favored the communist ticket [1], those living in the south —not so much.  Then, France attempted to reclaim its previous authority by force —an unpopular move among many (but not all) Vietnamese.  It was the beginning of the First Indochina War and it lasted until 1953.

After the French defeat in 1953, the United States stepped in to help broker an agreement that would bring peace to the region.  The road to hell is paved with good intentions.  The 1954 Geneva Conference left Vietnam a divided nation.  Ho Chi Minh ruled the Democratic Republic of Vietnam in the north from Hanoi, and Ngo Dinh Diem ruled the Republic of Vietnam in the south from Saigon.

Between 1953 and 1956, North Vietnam instituted oppressive reforms.  Witness testimony from those living in the north suggested a government run assassination campaign that produced a murder ratio of one for every 160 residents.  If true, then the North Vietnamese regime murdered upwards of 100,000 people.  Today we think this number is a bit high, but it is true that an awful lot of people were brutalized and murdered.

As Ho Chi Minh crushed his people in the north, Ngo Dinh Diem crushed his people living in the south, carrying out murderous campaigns against political and religious opponents.

Today we can conclude that America’s involvement in South Vietnamese affairs was a massive mistake, but we should remember that there were other things going on in the world. President Truman had a lot of irons in the fire after 1946, and he wasn’t all that bright to begin with. The United States became involved with Vietnam as a consequence of its trying to convince France to relinquish its former colonies and to join an emerging NATO alliance.  Ultimately, tens of millions of American tax dollars went to French Indochina and then later, to the newly created Republic of Vietnam.  It was a commitment inherited by President Eisenhower who, to his credit, refused to engage the United States militarily beyond providing arms, equipment, and a small cadre of military and civil advisors.

The Second Indochina War broke out in 1954.  It was more on the order of a civil war between the communist north and the non-communist south.  Ho Chi Minh sought to unify Vietnam under his rule.  Ngo Dinh Diem sought to unite Vietnam under his rule [2].  Vietnam entered into a period of bloody civil war and the United States became South Vietnam’s proxy much in the same way that China became North Vietnam’s source of support.  Of course, there was one difference between the two Vietnam’s: Diem focused on consolidating his power in the south; Ho Chi Minh’s ruthlessness between 1946 and 1957 solved his problem.  Not having a lot of people nipping at his heals allowed Uncle Ho to initiate a communist insurgency in the south.  There are several names for these insurgents.  We mostly remember them as Viet Cong.

The Viet Cong Insurgency

Recall that most Vietnamese from the central highlands who participated in the first national assembly (1946) threw their support behind the Democratic Republic of Vietnam (the communist regime). According to the 1954 Geneva accord, the people of Vietnam could relocate to one country or the other, of their choosing, through 1956.  In the mean, the shift in populations north or south was probably even.  Around 90,000 pro-communist Vietnamese relocated to the north; 10,000 of like persuasion remained behind.  Of those migrating south, some percentage were no doubt sent into the south to agitate.

From these pro-communist factions came the Viet Cong, or more formerly, the National Liberation Front and the People’s Liberation Army.  Their task of creating an insurgency was made easier by the fact that Diem was a tyrant [3].  It wasn’t long before the communists began a campaign of assassination and intimidation. They called it “exterminating traitors.” Another euphemism was “armed propaganda.”

The North Vietnamese Communist Party approved a people’s war on the South in January 1959.  Arms began flowing into the south along the so-called Ho Chi Minh trail in Laos.  A communist command center was created, called the Central Office for South Vietnam (COSVN).  Afterwards, with increasing frequency, communist insurgents began targeting US military and civilian advisors.  Bombings in Saigon were becoming more frequent.

The People’s War was waged primarily in the rural areas, home to a vast majority of South Vietnam’s (then) 16 million inhabitants.  Central to the task of fomenting rebellion and revolution in the countryside was what the Americans called the Viet Cong Infrastructure (VCI) —a shadow government called the People’s Revolutionary Party and the National Liberation Front. NLF subcommittees existed in secret alongside South Vietnam’s political entities at the village, district, provincial and national levels.  A key mission of VCI was providing support to local communist military units: recruitment, intelligence-gathering, logistics support, and obtaining needed funds.  To achieve this last task, the VCI imposed taxes on peasant farmers and business owners.  People who refused to pay (or were unable to pay) simply disappeared. It was quite an operation: the Republic of South Vietnam governed during the day, the VCI governed at night.

VCI success depended in large measure on its ability to break the Vietnamese peasant’s strong kinship, adherence to tradition, including literally thousands of demonstrations where the village head man was humiliated in front of his villagers to emphasize the fact that the National Liberation Front would no longer tolerate adherence to the old ways.  Officials disappeared with amazing regularity.

In 1967, VCI teams numbered as many as 100,000 willing insurgents.  Most of South Vietnam’s efforts and resources, and those of the US military, went toward combating guerrillas and main-force units.  Citizen Nguyen was caught in the middle. Something had to be done.

Counter-insurgency

US and allied efforts haven’t all been 007ish.  Beginning in the early 1960s, and with the assistance of the USA, RVN launched a series of programs to identify, disrupt, and dismantle the VC’s shadow-government. Now anyone who suggests that this was a wrong move, or inappropriate, needs a few reality checks.  I wonder what the United States would do today if suddenly an insurgency developed from within our largest (and most dangerous) cities. Slap on the wrist, perhaps?  And, as they tried to destroy the VC shadow government, they stepped up military operations against VC and NVA units. Again, how would the US react to Mexico smuggling dangerous weapons across our border and putting them into the hands of MS-13 thugs?

Here are a few of the programs implemented under the Phoenix umbrella:

(1) The Open Arms program, beginning in 1963.  It offered amnesty and resettlement to encourage defections from the VC.  Through this one program, close to 200,000 people came in and spilled their guts about the VC: who, what, where, and how.  We already knew the why.

(2) Census Grievance Program sought to interview family members to see how the government could be more responsive to the needs of average families. Actually, the questions were asked in such a way as to elicit information about VC activities in that locality.  This ploy generated more information than RVN officials could manage.  It was the time before computers.

(3) Counter-Terror Teams attempted to mirror the VC counterparts.  These individuals were organized, trained, and equipped by the CIA to perform small-unit operations within VC dominated areas.  The teams were to capture or kill members of the VCI.  Success was personality driven.  Some teams were effective, others not so much.  If one looks hard enough, it was possible to find corruption at every level of Vietnamese government and society.  It was true in 1960, its’ true today.  A lot of people died under the auspices of this program.  If someone made a mistake, well … you can’t bring them back.

As previously mentioned, the program was the brainchild the CIA, but Army Special Forces and other snake eaters loved it.  It was great fun.  Thousands of people running around killing other thousands.  But while it did reduce the number of VC (and some of the RVNs as well), it really didn’t do much for the rice farmer who just wanted everyone to leave him alone.  More to the point, Phoenix didn’t save South Vietnam, either.

The Marine Corps had a better idea —one that General Westmoreland, the MACV commander absolutely detested and fought against.  The Combined Action Program (CAP) began in 1965 as an operational initiative/counterinsurgency program whereby a Marine rifle squad of thirteen Marines and one attached U. S. Navy Corpsman was placed within or adjacent to a rural Vietnamese village or hamlet to provide security to the villagers.  The Marine squad was augmented by a Vietnamese Popular Forces (PF) squad consisting mostly of individuals too young or too old for active service with the Army of the Republic of Vietnam (ARVN).

CAP was not a perfect counterinsurgency tool, however; there were problems:

  • Training for Marines/Navy personnel assigned to CAP was inadequate. The in-country school consisted of two weeks of orientation to Vietnamese history and culture.  Under the best of circumstances, Marine volunteers spoke only rudimentary Vietnamese, so at the very outset, there was a language deficiency.
  • Marines assigned to the CAP first served half of their 13-month in-country tour of duty with a regular rifle company. Unless these Marines “extended” their tours of duty in Vietnam, they would rotate back to the United States within six or so months.  Frequent turnovers of key personnel resulted in a lack of continuity.
  • The program was personality dependent. Squad leaders who were fully engaged and proactive in this mission helped to produce quality results within the village.  Not every NCO was detail oriented, and these kinds of situations produced villagers who would not cooperate with the Marines and, in fact, may have created the greatest danger to CAP personnel.
  • Not every village could produce a sufficient number of Vietnamese to serve in a PF contingent. Whenever villages communicated apathy to the Marines, too often the Marines developed a “to hell with it” mindset.  It was for this reason that program managers wanted only the best sergeants to serve as NCOIC of the CAP.  This didn’t always happen, however.

The genesis of the Combined Action Program/Platoon was the Marine Corps Small Wars Manual (1940), which was developed over many years from Marine Corps experience in the Caribbean/Central America during the so-called Banana Wars.  Between 1915-1933, Marines learned how to defeat a counterinsurgency —they passed these lesson on to future generations.  Was the CAP successful?  The answer is “mostly,” but the only people who can authoritatively answer this question are those who served in Combined Action Platoons.  I’ve provided a few posts about the CAP in the past:

Go ahead and check them out. I’ll be here if you have any questions.

Sources:

  1. Combined Action Platoons: A Possible Role in the Low-Intensity Conflict Environment, Major Charles W. Driest, USMC, School of Advanced Military Studies, U. S. Army Command and General Staff College, Fort Leavenworth, Kansas, 1990
  2. The Phoenix Program and Contemporary Counterinsurgency, William Rosenau and Austin Long, National Defense Research Institute, The RAND Corporation, 2009

Endnotes:

[1] Communist agents employed a wide range of strategies to secure a pro-communist referendum, including the murder of non-communist politicians and intimidation at polling stations.

[2] Lyndon Johnson told the American people that it was necessary to commit US forces in defense of South Vietnam.  It was only partially true.  The series of South Vietnamese presidents following (but also including) Diem had every intention to unify the country under his own flag.  American troops were fighting and dying in Vietnam in furtherance of this goal.

[3] Ngo Dinh Diem had unique problems in the south.  Culturally, they were fiercely independent and wanted to stay that way.  In the vacuum of repatriated Japanese, war lords began taking control of large areas of South Vietnam.  Diem acted harshly to squash these gangsters.  Ho Chi Minh never had these kinds of problems.  The people of North Vietnam were used to doing what they were told.

The Samoan Crisis of 1899

Samoa consists of two main islands and four smaller islands.  Human beings have inhabited these islands for around 3,500 years. The Samoan people have their own unique language and their own cultural identity.  Owing to the seafaring skills of the Samoan people, early European explorers began to refer to these islands as the “Navigator Islands.”

Contact with Europeans began in the early 18thCentury.  Dutch captain Jacob Roggeveen first sighted the islands in 1722.  He was followed by the French explorer Louis-Antoine de Bougainville in 1768.  European contact was limited before 1830, but in that year British missionaries and traders began to arrive, led by John Williams (London Missionary Society) who traveled there from the Cook Islands.  Robert Louis Stevenson lived in Samoa from 1889 to 1894.

Of all the European explorers, Germany alone demonstrated a keen interest in the commercial development of the Samoan Islands, particularly in the processing of copra and cocoa beans on the island of Upolu.  The United States also had an interest in Samoa, particularly in the establishment of a coaling station at Pago Pago Bay.  To this end, the Americans forced alliances on the islands of Tutuila and Manu’a, which later became American Samoa.  Not to be undone, the British sent troops to protect their business interests, harbor rights, and consulate offices.  During an eight-year civil war, Germany, Great Britain, and the United States provided arms, training, and in some instances, combat troops to the warring Samoan natives.  The Samoan Crisis came to a head in 1889 when all three colonial competitors sent warships into Apia harbor; a larger war seemed imminent until a massive typhoon destroyed the warships in the harbor.

A second civil war came in March 1898 when Germany, the United Kingdom, and the United States were locked in dispute over which of these should control the Samoan Islands.  The first battle involved British and American forces seeking to prevent a rebel takeover of the city of Apia.  When rebel forces (urged-on by the Germans) launched their attack, Anglo-American forces responded by directing naval gunfire against rebel positions surrounding Apia, which ultimately forced the rebels to retreat to the stronghold of the Vailele plantation.

American and British naval forces included cruisers USS Philadelphia, HMS Tauranga, HMS Porpoise and the corvette HMS Royalist.  On 1 April, Philadelphia, Tauranga, Porpoise and Royalist landed an expedition totaling 26 Royal and American Marines, 88 Royal and US sailors, and 136 Samoans for an attack on the landward side of Vailele.  Royalist was sent ahead to bombard the two fortifications guarding the Vailele plantation.  As the landing force moved inland, it no longer enjoyed the protection of naval gunfire. Upon their approach to Vailele, British and American troops were overwhelmed by rebel forces.  It was a defeat for the British and Americans, but three of America’s combatants are of particular interest.

Monaghan J 001U. S. Navy Ensign John R. Monaghan was born in Chewelah, Washington on 26 March 1873.  He was in the first graduating class of Gonzaga University and later graduated from the United States Naval Academy in June 1895. After graduation, he served as a midshipman aboard USS Olympia (flagship of the US Asiatic Station) where he was commissioned an ensign in 1897.  Monaghan was later transferred for duty aboard the monitor Monadnock and the gunboat USS Alert.  During the Spanish-American War, Ensign Monaghan was transferred to USS Philadelphia, flagship of the Pacific Station [1].

Lansdale PVH 001Lieutenant Philip Van Horne Lansdale was born in Washington, D. C., on 15 February 1858. He was commissioned an ensign on 1 June 1881 and subsequently served on Asiatic, North Atlantic, Mediterranean, and Pacific Stations.  Promoted to lieutenant in 1893, he became the executive officer (second in command) of Philadelphia on 9 July 1898.  After participating in the ceremonies which transferred sovereignty of the Hawaiian Islands to the United States, Philadelphia was dispatched to Samoa, arriving off Apia on 6 March 1899.  Lansdale was the officer commanding the landing force on 1 April 1899.

Hulbert JL 001Private Henry Lewis Hulbert was born in Kingston Upon Hull, East Yorkshire, England on 12 January 1867.  He was raised in a cultured home environment, he was well-educated, and he was adventurous. He entered the British Colonial Civil Service and was posted to Malaya.  While there, he married Anne Rose Hewitt, but it was a nasty marriage and one that ended in a publicly visible, very embarrassing scandal.  Hulbert left Malaya and traveled directly to the United States.  At the age of 31-years, Hulbert joined the U. S. Marine Corps on 28 March 1898.  After completing his initial training at Mare Island, California, he was assigned to the Marine contingent aboard Philadelphia.  Private Hulbert was one of the 200-man landing force on 1 April 1899.

Philadelphia arrived at Apia, which was the main port on the island of Upolu (largest of a group of six islands) on 8 March 1899, and the center of the Samoan disturbance.  A conference was held at once between British and American naval commanders, their respective consuls, and local government officials.  They were looking for ways to preserve the peace.  German interests were not represented at this meeting owing to the fact that the Germans were behind the rebellion.  On 11 March, Rear Admiral Kautz, having assumed responsibility for joint operations, issued a proclamation addressed to the Samoan high chiefs and residents of the island, both native and foreign.  In general, he called for all concerned to return to their homes and obey the laws of Samoa.  Every effort was made to influential citizens to prevail upon warring factions to obey the proclamation and to recognize the authority of the Chief Justice of Samoa.

It was on 13 March 1899 at about ten o’clock p.m. that the rebel leader answered the proclamation by attacking Apia and concentrating their fire upon British and American consulates and at Mulinu’u Point, where women and children had taken refuge.  Within moments, US Marines and blue jackets went over the side and headed for Mulinu’u Point to protect the defenseless women. A series of well-aimed volleys dispersed the rebels at that location, but the Americans received sniper fire throughout the night.

Over the next several days, US and British forces constructed trenches and breastworks extending along the outskirts of Apia; nights were occupied fighting off rebel forays attempting to discover weak areas along the defensive perimeter.

On 31 March, Lieutenant C. M. Perkins, Commanding Officer of the Marine Detachment, USS Philadelphia, led a reconnaissance force consisting of sixteen riflemen and a machinegun crew into the jungle outside Apia.  Perkins encountered a vastly superior force of rebels, forcing him to withdraw back to the edge of town, to the American Consulate.

Rear Admiral Kautz ordered that a larger landing force be organized for the next day.  Commanding the landing force was Lieutenant Freeman, Royal Navy. The Americans would serve under Lieutenant Philip Lansdale, who was assisted by Lieutenant C. M. Perkins and Ensign John Monaghan.  Accompanying the combined force were an additional 136 natives, indifferently armed, poorly disciplined, with some of these men suspected rebel sympathizers.  British and American forces did not trust them and established a “color line” across which no Samoan could be allowed to cross.

On 1 April, the expedition had only just crossed the point at which the previous day’s battle had taken place when they were engaged by an estimated 1,200 rebels who had concealed themselves in the thick forest.  Lieutenant Freeman was almost immediately killed; shortly afterwards, Lieutenant Lansdale was shot in the leg, rendering him unable to walk.  In spite of his painful wound, Lansdale continued to fire at the rebels who were rapidly approaching him with rifles and beheading knives.

Realizing Lansdale’s dangerous predicament, Ensign Monaghan organized a number of blue jackets to form a defensive perimeter around their fallen leader.  Monaghan struggled to remove his superior from the battle area; the sailors fought off the savages for as long as they could, but they were being overwhelmed. Finally realizing the hopelessness of his situation, Lansdale ordered a general retreat.

As the force began its extraction, Private Hulbert stepped up calmly delivering deadly fire upon the approaching Samoan forces.  The Lansdale party slowly worked their way to the rear in withdrawal, but Lieutenant Lansdale received a gunshot wound to the chest.  It was a mortal wound from which would not recover.  Seaman N. E. Edsall joined Hulbert in laying down accurate fire as Monaghan continued in his attempt to remove Lieutenant Lansdale’s body from the field. Moments later, both Monaghan and Edsall were killed.  Private Hulbert executed a fighting withdrawal.

Private Hulbert survived the battle and received a commendation from the Secretary of the Navy on 22 May 1899, which stated in part, “The gallantry of Private Henry L. Hulbert, who remained behind at the fence till the last and who was with Lansdale and Monaghan when they were killed, I desire especially to mention.”

Private Hulbert was subsequently awarded the Medal of Honor for this engagement; he was later killed at the Battle of Blanc Mont Ridge in France on 4 October 1918.  He was, at the time of his death, a 51-year old First Lieutenant, already slated for promotion to Captain.  His personal decorations include the Medal of Honor, Navy Cross, Distinguished Service Cross, Purple Heart, and French Croix de Guerre.

Notes:

[1] Rear Admiral Albert Kautz, U. S. Navy, Commander, Pacific Station.

Gooch’s Colonial Marines

First, some background …

As everyone knows, the British and Spanish have been at one another’s throats since Moby Dick was a minnow, so we’ll just fast-forward to the conclusion of the War of Spanish Succession in 1713.  The Treaty of Utrecht gave the British a 30-year right of access to supply slaves to Spanish colonies and up to five hundred tons of goods per year.  The effect of this arrangement was that it gave British merchants (and smugglers) inroads to previously closed markets in Spanish America.  In spite of the treaty, however, Great Britain and Spain continued to be at odds during this period, including such conflicts as the War of the Quadruple Alliance, the Blockade of Porto Bello, and the Anglo-Spanish War, which ended in 1729.

Following the Anglo-Spanish War, Britain accorded Spanish warships so-called visitation rights —which is to say the right of Spanish vessels to inspect British trading vessels, operating along the Spanish Main, for smuggled cargoes.  Over time, Spain began to suspect that British traders were abusing certain tenets of this treaty (with some justification).  Stepping up their inspections, Spanish coast guard authorities began confiscating British cargoes.

In 1731, Spanish officials boarded the British Brig Rebecca off the coast of Florida looking for contraband.  At some point in this confrontation, a Spanish customs officer sliced off the ear of the ship’s captain, a man named Robert Jenkins.  While the incident proved somewhat traumatic to Captain Jenkins, no one back home in England really cared about Captain Jenkins’ ear. In fact, Sir Robert Walpole [1] gave his support to Spain during the War of Polish Succession (1733-1735).

In seeking greater access to Spanish markets, however, political and trading interests began to exert pressure on Walpole to take a more aggressive stance with Spain.  Walpole initially remained reticent, but as opposition to Walpole increased, so too did anti-Spanish sentiments among the British public —and the British South Sea Company [2].  Quite suddenly, Captain Jenkins’ ear became the focus of anti-Walpole political factions. Eventually, owing to these public sentiments, Walpole succumbed to public pressure and approved sending troops to the West Indies and a navy squadron to Gibraltar.  The Spanish monarchy responded by seizing all British ships in Spanish harbors.  The War of Jenkins’ Ear [3] thus began in 1739 —but it was little more than a continuation of the grab for America’s resources by the British, French, Dutch, and Spanish.

Vernon 001One of the first major actions of the war was the British capture of a silver-exporting town on the coast of Panama on 22 November 1739.  The purpose of this operation was to damage Spain’s economy and weaken its maritime capacity.  The poorly defended port was attacked by six ships of the line under the command of Vice Admiral Edward Vernon.  The port was quickly captured and within three weeks, British forces successfully destroyed its fortifications, port facilities, and warehouses.  At the completion of these depredations, the British withdrew leaving Portobelo’s economy was so damaged that it did not fully recover until construction of the Panama Canal two hundred years later.

The Vernon action caused Spain to change their trade practices.  Rather than conducting commerce at centralized ports with few large treasure fleets, they employed a larger number of convoys and increased the number of port facilities.  The Spanish also devised new trading routes, including navigation around Cape Horn to establish trading facilities along South and Central America’s western coast.

Meanwhile, back in Great Britain, Admiral Vernon became the man of the hour and his victory was widely celebrated by folks who weren’t even sure where Panama was located.  In 1740, at a dinner in Vernon’s honor the song “Rule Britannia” was performed for the first time.  Patriotism was widespread in London; Robert Walpole was pressed to launch an even larger naval expedition to the Gulf of Mexico.

Nevertheless, Admiral Vernon and the governor of Jamaica, Edward Trelawny, believed that rather than focusing their attention in the Gulf of Mexico (Cuba, for example) they should give their attention to Spain’s gold coast and this became Vernon’s primary objective.  Admiral Vernon planned a major assault on the city of Cartagena de Indias (in present day Columbia) because it was the location of the Spanish Viceroyalty and the main port of the West Indian fleet sailing for the Iberian Peninsula.

Admiral Vernon launched three assaults against Cartagena between 13 March 1740 and 20 May 1741.  Requiring information about Cartagena, Vernon’s first assault was limited to a reconnaissance in force.  He needed coastal surveys, and he needed to understand Spanish naval routines near Playa Grande.

The purpose of his second assault on 18 March 1740 was to provoke a Spanish response.  By bombarding the city, Vernon hoped to be able to evaluate Spain’s defensive capabilities.  In Cartagena, Admiral Blas de Lezo [4] anticipated Vernon’s intentions.  Rather than responding to the naval bombardment, Lezo ordered the removal of cannon from ships and placed them as coastal defense batteries at likely avenues of a British approach.  When Vernon initiated his anticipated amphibious assault, Lezo was waiting for him and the landing force was defeated.  Vernon then commenced a naval bombardment that lasted twenty-one days, after which he withdrew the bulk of his forces.

Vernon returned to Cartagena with thirteen ships of war intending to re-initiate a bombardment of the city.  This time Admiral Lezo reacted; he deployed six ships of the line so that the British fleet was kept beyond the firing range of the port city. Vernon, now frustrated, again withdrew leaving Admiral Lezo with confidence in his defensive capabilities.

So, what happened …

It was at this point that Admiral Vernon began to formulate plans for a third assault of Cartagena.  To achieve this goal in terms of manpower, however, Great Britain was forced to urge its North American colonies to raise 3,000 soldiers to participate in the expedition [5].  There was no shortage of volunteers as thousands of men stepped forward to serve King and Country [6].  In total, the British raised 40 companies forming four battalions within an American regiment—paid for by the British taxpayer.  Of significance, the regiment’s officers were granted the right to half-pay [7].

Sir William Gooch
Sir William Gooch

Appointed to command the Colonial regiment was Alexander Spotswood, a lieutenant colonel of the British Army and a former lieutenant governor of Virginia [8].  Spotswood, a noted explorer, also established the first colonial iron work in North America. He gained political standing for his skill in negotiating acceptable treaties with the Iroquois Nations.  After Spotswood’s death in 1740, Sir William Gooch was appointed to replace him.  At the time of his appointment, Sir William was the serving lieutenant governor of Virginia.

Lawrence Washington 001
Lawrence Washington

All of Gooch’s field officers were detailed to the American regiment from the British Army; his company grade officers (excepting one lieutenant and one sergeant from the British Army in each company), were all appointed from among the colonial elite.  Of these, the best known was a Lawrence Washington [9] (pictured left), who was George Washington’s older half-brother.  When formed, the colonial regiment contained one colonel, four lieutenant colonels, four majors, thirty-six captains, seventy-two lieutenants, four adjutants, four quartermasters, one surgeon, four surgeon’s mates, 144 sergeants, 144 corporals, 72 drummers, and 3,240 privates (then called sentinels).  Colonel Gooch’s immediate superior was Admiral Edward Vernon, Royal Navy —and for the purposes of this account, Gooch’s superior is relevant because Admiral Vernon intended Gooch’s regiment to perform as Marines, rather than as land infantry.

Lord Charles Cathcart
Charles Cathcart, 7th Lord Cathcart

The British home contingent, under the command of Lord Cathcart, was delayed by four months —finally sailing from England in November 1740.  After joining the fleet in Jamaica in January 1741, Admiral Vernon commanded one of the largest fleets ever assembled.  He commanded 186 ships, 3,000 pieces of artillery, and 27,000 men: 12,000 sailors, 10,000 soldiers, 1,000 Jamaican slaves, and the 4,000 troops of the American regiment.  On paper, the numbers seem impressive, but the reality was another matter. Sickness and scurvy [10] were epidemic among the troops; Lord Charles Cathcart, the British army commander died from this disease.

Goochs Marines 001
Uniform of the American Regiment, War of Jenkins’ Ear

The American regiment went ashore in Jamaica, but it was far from ready for combat service.  Lacking sound officer and NCO leadership, the troops were ill-disciplined and inefficient in the art of war.  Making things worse, the British government made no effort to pay or feed the colonials, which brought the colonial troops near to mutiny.  Sickness was even more rampant within the American ranks than it was in the British. Yet, in spite of this, by 11 March Vernon positioned his fleet off the coast of the Spanish Main [11].

In order to reach Cartagena, Vernon had to force entry through a small passage at Boca Chica, which was defended by three forts; he had to defeat each of these fortifications.  Accordingly, Vernon landed his troops —exempting the American Regiment [12]— and opened the critical passage.

In late April, Lieutenant General Thomas Wentworth, having replaced Lord Cathcart, led an attacking force to the outskirts of Cartagena.  During this assault and owing to their lack of esprit de corps and overall tactical incompetence, Wentworth relegated the Americans to the menial task of carrying scaling ladders and woolpacks.  During the assault Americans threw down their ladders and fled the battle.  British forces were now left without the means to carry the walls of the city.

When a Spanish counter-attack threatened to isolate British forces from their ships, Wentworth was forced to withdraw.  To make matters worse, yellow fever was now epidemic among the troops —American and British alike. Half of the landing force was incapacitated, which forced Admiral Vernon to withdraw his fleet to the coast. There, soldiers lay dying without medical attention by the hundreds.  In early May, Vernon embarked the survivors of his land forces and returned to Jamaica. The sickness could not be contained, however, and the British force was soon reduced to around 2,700 men (roughly 1,300 English, 1,400 American).

In August, having decided to invade Cuba, Vernon’s fleet entered the Gulf of Mexico.  On 29 August 1741 the British fleet anchored at Cumberland Bay, 90 miles from Santiago de Cuba.  Troops and supplies were landed, but the sickness continued unabated.  Vernon kept his soldiers in camp until November when they returned to their ships and the fleet sailed back to Jamaica. Three-thousand reinforcements arrived from England in February 1742, but they too fell ill.  In October 1742, Gooch’s regiment was disbanded, and the officers and men were discharged.  Of the 4,163 officers and men in the American regiment, only 10% survived.  The regiment’s surviving officers did receive half-pay for the rest of their lives, but not before they appeared before a board of general officers in London to plead their case.

By succumbing to their natural fears and running away in the face of battle, Gooch’s regiment disgraced itself —but having said that, we cannot say that their training was adequate to the purpose of producing effective soldiers.  Moreover, British treatment of these troops was equally outrageous.  While it is true that Wentworth’s army distrusted these colonial marines, there were plenty of reasons for the Americans to distrust and feel betrayed by their British officers —even discounting the onset of disease.  The Americans were inadequately clothed, fed, and cared for and they served without pay. At Cartagena, the Americans were relegated to work alongside Jamaican slaves.  They were placed on ships and forced to work as seamen —a breach of the terms of their enlistments.  Aboard ship, the colonials were refused berthing spaces or hammocks, assigned to do the work that ship’s crew didn’t want to do, and they were often moved from ship to ship without their own officer’s knowledge.

The men who formed the colonial regiment may have been detailed to serve Admiral Vernon’s fleet as marines, but there is no way to equate them with modern day American and British Royal Marines [13].

Notes:

[1] Robert Walpole, 1st Earl of Oxford (1676-1745) was Great Britain’s first prime minister.

[2] The South Sea Company was a joint-stock company formed in 1711, created to consolidate and reduce the cost of national debt.  The company was granted a monopoly to trade with South America and nearby islands—the genesis of its name.

[3] Robert Jenkins was called to testify before the Parliament in 1738, and according to some accounts, he produced his severed ear as part of his presentation.  This account has never been verified.  The Jenkins incident was considered along with various other examples of Spanish depredations upon British subjects and the incident, some eight years later, was popularly perceived as an insult to British honor.

[4] Admiral Blas de Lezo y Olaverrieta (1689-1741) was a Basque officer in service to the King of Spain.

[5] Until 1740, North America’s military contribution to Great Britain had mostly come from privateers[5], who were sanctioned by the British government during time of war.  At other times, the British referred to such endeavors as piracy.  Traditionally, colonial militia in North America were recruited and paid for by local governments to protect local jurisdictions; the British Army and Navy handled international conflicts.  Thus, British expeditionary operations during the War of Jenkins’ Ear opened a new chapter in an old story —but with a significant shift: the employment of colonial ground forces.  The use of American colonists as British ground forces had not been previously attempted —and, as it turns out, was never attempted again.

[6] Virginia was the only colony having to rely on impressment to meet expected quotas.

[7] Half-pay was a term used in the British Army and Royal Navy referring to the pay and allowances an officer received when in retirement, or not in active duty service.

[8] Spotswood was appointed lieutenant governor under the nominal governorship of George Hamilton, 1st Earl of Orkney in 1710.  As Hamilton never ventured to the American colonies, the lieutenant governor, upon appointment, became the de factoCrown authority within the colony.  Owing to his adversarial relationship with the Virginia Council, and with James Blair in particular —a very powerful adversary, Spotswood was recalled in 1722.

[9] Lawrence Washington (1718–1752) was an American soldier, planter, politician, and prominent landowner in colonial Virginia. As a founding member of the Ohio Company of Virginia, and a member of the colonial legislature representing Fairfax County, he also founded the town of Alexandria, Virginia on the banks of the Potomac River in 1749.  Lawrence was the first of the family to live at the Mount Vernon estate, which he named after his Commanding Officer in the War of Jenkins’ Ear, Admiral Edward Vernon. When Lawrence Washington became ill with tuberculosis, he and his brother George travelled to Barbados, expecting that the warm climate would alleviate his ill health.  Lawrence died at Mount Vernon the following year.

[10] Scurvy is a disease resulting from a lack of vitamin C.  Early symptoms include weakness, tiredness, and soreness in the arms and legs. Without treatment, affected individuals experience decreased red blood cells, gum disease, loss of hair, and bleeding from the skin.  If conditions worsen, poor healing of wounds occurs, personality disorders appear, and finally death from bleeding and infection.

[11] Spain’s mainland coastal possessions.

[12] In the entire regiment, Gooch trusted only 300 troops to perform their duties ashore.

[13] The Royal Marines were formed in 1755 as the Royal Navy Infantry.  However, these Marines can trace their origins to the formation of the British Army’s Duke of York and Albany’s maritime regiment of foot on 28 October 1664. The Royal Marines have close ties with allied marine forces, particularly the United States Marine Corps and the Netherland’s Marine Corps (Korps Mariniers).  Today, although have undergone many substantial changes over time, the Royal Marines remain an elite fighting force within the British armed forces.

 

Marines —Always Defiant

In 1839, 140 British soldiers bravely resisted the martial will of more than 5,000 Zulu warriors. 150-years later, twenty British Marines resisted an Argentine invasion and, in the process, gave the invading army a bloody nose.  It seems to me, looking back in time, that the Argentine military might have learned a valuable lesson from history … but, no.

The Falkland Islands (and its territorial dependencies the South Georgia and Sandwich Islands) had been a British territory for 141-years; this was challenged by Argentina in 1982 when that country reasserted its claims that the islands are Argentine territory. In the minds of the Argentines, their invasion was no more than a reclamation of its own territory.  From the British perspective, the Falklands had been a Crown colony since 1841 and the islanders who lived there were descended from the original British settlers.

There are excellent books about the Falklands War, but not many chronicle the events on the Falklands in the early days of the Argentine invasion.   Section leader George Thomsen, Royal Marines related his story of these events to author Malcolm Angel.  The book is titled Too Few, Too Far (Amberly, 2008) [1], which tells us the ordeal for 22 Royal Marines began when Argentine scrap dealers landed illegally at South Georgia and then had the audacity to raise the Argentine flag.  Thus it was that in mid-March 1982, Lieutenant Keith Mills, Royal Marines was ordered to take a detachment of Marines to sort the whole thing out.  George Thomsen was only days from returning home on normal rotation when his section of eight Marines was detailed to Mills’ detachment. Of course, neither Lieutenant Mills nor any of his Marines had any way of knowing that the sorting would lead to a full-blown war with Argentina.

RM South GeorgiaOnly moments after this photograph was taken on 3 April 1982, the first Argentine helicopter arrived. The Marines scurried for cover and then opened fire with rifles and automatic weapons, shooting down the Puma gunship as it attempted to land enemy troops.  “It was like a gift,” said George Thomsen.  “That’s what kicked off the battle and we were 16-nil from the start.”

With the peace now shattered, the Marines put another Argentine helicopter out of action.  Still, they realized that they could not hold back the tide of invading Argentine soldiers.  Thomsen said, “It was like Rorke’s Drift, only this time the enemy was well-armed.  The enemy began landing troops from several ships and we were out-numbered 50 or 100 to one.”

Recognizing that there was no hope of reinforcements, the Marines set about doing everything possible to prepare for a bloody confrontation.  They booby-trapped the shoreline and fashioned explosives packed with nuts, bolts, and harpoon heads and set them beneath the jetty.

In the heroic defense that followed, the Marines fought audaciously for hours to inflict heavy casualties; when the corvette ARA Guerrico steamed into the bay.  Thomsen recounted, “It was raking us with its 40mm anti-aircraft gun until we wiped out the gun crew.  We then used a bazooka, but three out of five rockets didn’t go off. If they had, we’d have sunk it. We whacked out its Exocet launchers, disabled the 4-inch gun on the bow, and we were putting sniper fire through the bridge so that they didn’t know where they were going.  But we did put it out of action; it was listing at 30 degrees.

Nevertheless, as with their comrades defending the Falklands 800 miles away, the Marines at South Georgia were eventually forced to surrender —but not before offering the Argentinians a lesson they wouldn’t soon forget.  In the final moments, Lieutenant Mills walked brazenly up to the lead elements of the Argentine force and warned them that his men would keep fighting unless the Argentines agreed to his terms, which included safe passage for his Marines off the island.  They agreed to these terms, but then were astonished to learn that the Marines they had been fighting only numbered twenty-two.

The Marines were returned to Great Britain where they joined the task force that liberated the Falklands. South Georgia was recaptured by task force Marines and SAS on 25 April 1982.

Notes:

[1]Available through Amazon dot com.